AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 38,243,460
- Total 13F shares
- 24,492,116
- Share change
- +427,372
- Total reported value
- $1,417,609,333
- Put/Call ratio
- 117%
- Price per share
- $57.91
- Number of holders
- 254
- Value change
- +$26,505,373
- Number of buys
- 115
- Number of sells
- 88
Quarterly Holders Quick Answers
What is CUSIP 029899101?
CUSIP 029899101 identifies AWR - AMERICAN STATES WATER CO - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 029899101:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
12%
|
4,662,647
|
$229,634,000 | — | 30 Sep 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
10%
|
3,879,630
|
$191,072,000 | — | 30 Sep 2017 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
4.3%
|
1,636,361
|
$80,591,000 | — | 30 Sep 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.5%
|
1,332,324
|
$65,617,000 | — | 30 Sep 2017 | |
| STATE STREET CORP |
13F
|
Company |
2.5%
|
970,656
|
$47,813,000 | — | 30 Sep 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
2.4%
|
918,724
|
$45,247,000 | — | 30 Sep 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2%
|
776,700
|
$38,252,000 | — | 30 Sep 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.6%
|
608,419
|
$29,965,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.3%
|
490,423
|
$24,296,000 | — | 30 Sep 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.1%
|
430,723
|
$21,213,000 | — | 30 Sep 2017 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1.1%
|
418,555
|
$20,614,000 | — | 30 Sep 2017 | |
| OppenheimerFunds, Inc. |
13F
|
Company |
1%
|
391,910
|
$19,301,000 | — | 30 Sep 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.87%
|
333,878
|
$16,443,000 | — | 30 Sep 2017 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.84%
|
321,517
|
$15,835,000 | — | 30 Sep 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.83%
|
317,790
|
$15,651,000 | — | 30 Sep 2017 | |
| Boston Trust Walden Corp |
13F
|
Company |
0.76%
|
290,034
|
$14,284,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.69%
|
262,503
|
$12,928,000 | — | 30 Sep 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.58%
|
223,662
|
$11,016,000 | — | 30 Sep 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.55%
|
211,151
|
$10,399,000 | — | 30 Sep 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0.46%
|
176,491
|
$8,692,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.44%
|
168,301
|
$8,289,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.43%
|
165,033
|
$8,127,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.42%
|
161,350
|
$7,946,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.41%
|
156,869
|
$7,726,000 | — | 30 Sep 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.39%
|
148,712
|
$7,323,000 | — | 30 Sep 2017 | |
| NORGES BANK |
13F
|
Company |
0.35%
|
135,015
|
$6,649,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.35%
|
134,607
|
$6,629,000 | — | 30 Sep 2017 | |
| Asset Management One Co., Ltd. |
13F
|
Company |
0.29%
|
111,116
|
$5,505,000 | — | 30 Sep 2017 | |
| Water Asset Management LLC |
13F
|
Company |
0.29%
|
111,526
|
$5,493,000 | — | 30 Sep 2017 | |
| KBC Group NV |
13F
|
Company |
0.28%
|
107,567
|
$5,298,000 | — | 30 Sep 2017 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.28%
|
105,432
|
$5,193,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.27%
|
102,626
|
$5,055,000 | — | 30 Sep 2017 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.26%
|
101,218
|
$4,985,000 | — | 30 Sep 2017 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.26%
|
99,127
|
$4,882,000 | — | 30 Sep 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
98,081
|
$4,830,000 | — | 30 Sep 2017 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.26%
|
97,901
|
$4,822,000 | — | 30 Sep 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.25%
|
93,992
|
$4,629,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.24%
|
93,382
|
$4,599,000 | — | 30 Sep 2017 | |
| AHL Partners LLP |
13F
|
Company |
0.24%
|
92,048
|
$4,533,000 | — | 30 Sep 2017 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.24%
|
91,862
|
$4,524,000 | — | 30 Sep 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.23%
|
87,581
|
$4,313,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.22%
|
84,671
|
$4,170,000 | — | 30 Sep 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.2%
|
78,275
|
$3,853,000 | — | 30 Sep 2017 | |
| STRS OHIO |
13F
|
Company |
0.2%
|
74,600
|
$3,674,000 | — | 30 Sep 2017 | |
| NUANCE INVESTMENTS, LLC |
13F
|
Company |
0.18%
|
69,072
|
$3,402,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.18%
|
67,926
|
$3,345,000 | — | 30 Sep 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.17%
|
65,567
|
$3,229,000 | — | 30 Sep 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.17%
|
64,236
|
$3,164,000 | — | 30 Sep 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.16%
|
62,810
|
$3,092,000 | — | 30 Sep 2017 | |
| Swiss National Bank |
13F
|
Company |
0.16%
|
60,200
|
$2,965,000 | — | 30 Sep 2017 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q4 2017
As of 31 Dec 2017,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
254 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,492,116 shares.
The largest 10 holders included
BlackRock Inc., Vanguard Group Inc, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, STATE STREET CORP, RENAISSANCE TECHNOLOGIES LLC, NORTHERN TRUST CORP, Bank of New York Mellon Corp, JPMORGAN CHASE & CO, and Invesco Ltd..
This page lists
254
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
227
Q4 2017 holders
254
Holder diff
27
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.