Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q3 2017 13F Holders as of 30 Sep 2017
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 23,976,574
- Total 13F value
- $1,181,270,065
- Share change
- -199,899
- Put/Call ratio
- 210%
- SEC-reported price per share
- $49.25
- Number of holders
- 227
- Value change
- -$9,403,314
- Number of buys
- 101
- Number of sells
- 79
- Shares outstanding
- 39,100,095
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2017
Institutions
227
Top holders
10
AWR full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Ownership snapshot
Top reported holders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
15/15
Latest evidence
30 Jun 2017
13F
Lead comparable stake: 12%
Showing 1-6 of 15 holder rows.
Quick read
BlackRock Finance, Inc. leads the comparable SEC ownership view at 12%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BlackRock Finance, Inc.'s linked filing trail.
Comparable ownership
Top 5
BlackRock Finance, Inc.
12%
VANGUARD GROUP INC
9.6%
PICTET ASSET MANAGEMENT LTD
4.4%
DIMENSIONAL FUND ADVISORS LP
3.5%
STATE STREET CORP
2.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
Company
|
12%
|
$215,589,000
4,547,355 shares
|
— | 30 Jun 2017 |
| VANGUARD GROUP INC |
13F
Company
|
9.6%
|
$178,644,000
3,768,089 shares
|
— | 30 Jun 2017 |
| PICTET ASSET MANAGEMENT LTD |
13F
Company
|
4.4%
|
$79,528,000
1,736,800 shares
|
— | 30 Jun 2017 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
3.5%
|
$64,001,000
1,349,948 shares
|
— | 30 Jun 2017 |
| STATE STREET CORP |
13F
Company
|
2.5%
|
$46,948,000
990,335 shares
|
— | 30 Jun 2017 |
| Bank of New York Mellon Corp |
13F
Company
|
2.4%
|
$44,716,000
943,189 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
227
Shares
23,976,574
Rows available
227
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
213
Q3 2017 holders
227
Holder diff
14
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend