Security key
029899101
AMERICAN STATES WATER CO - Common Stock (AWR)
CUSIP: 029899101
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 39,100,095
- Total 13F shares
- 25,899,327
- Share change
- +1,439,542
- Total reported value
- $1,373,447,748
- Put/Call ratio
- 76%
- Price per share
- $53.06
- Number of holders
- 255
- Value change
- +$74,807,135
- Number of buys
- 112
- Number of sells
- 102
Report period
Q1 2018
Institutions
255
Top holders
10
AWR full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
AMERICAN STATES WATER CO SEC filings
AMERICAN STATES WATER CO company facts
Broader feeds
Reporting periods
Holder history for CUSIP 029899101
Recent filing periods:
Top shareholders of AWR - AMERICAN STATES WATER CO - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BlackRock Finance, Inc. |
13F
|
Company |
12%
|
4,817,323
|
$278,970,000 | — | 31 Dec 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
9.9%
|
3,881,303
|
$224,766,000 | — | 31 Dec 2017 | |
| PICTET ASSET MANAGEMENT LTD |
13F
|
Company |
4.2%
|
1,633,590
|
$94,601,000 | — | 31 Dec 2017 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
3.3%
|
1,279,263
|
$74,082,000 | — | 31 Dec 2017 | |
| STATE STREET CORP |
13F
|
Company |
2.6%
|
1,003,281
|
$58,102,000 | — | 31 Dec 2017 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2%
|
776,400
|
$44,961,000 | — | 31 Dec 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
1.6%
|
608,510
|
$35,238,000 | — | 31 Dec 2017 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.5%
|
567,601
|
$32,870,000 | — | 31 Dec 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.4%
|
535,260
|
$30,997,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
1.2%
|
488,707
|
$28,301,000 | — | 31 Dec 2017 | |
| Copeland Capital Management, LLC |
13F
|
Company |
1%
|
410,509
|
$23,773,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.95%
|
372,501
|
$21,572,000 | — | 31 Dec 2017 | |
| PRINCIPAL FINANCIAL GROUP INC |
13F
|
Company |
0.86%
|
334,927
|
$19,395,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.82%
|
318,880
|
$18,466,000 | — | 31 Dec 2017 | |
| Boston Trust Walden Corp |
13F
|
Company |
0.73%
|
283,860
|
$16,438,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.66%
|
259,570
|
$15,032,000 | — | 31 Dec 2017 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.6%
|
235,108
|
$13,616,000 | — | 31 Dec 2017 | |
| Granite Investment Partners, LLC |
13F
|
Company |
0.58%
|
226,126
|
$13,095,000 | — | 31 Dec 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.58%
|
226,008
|
$13,059,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.56%
|
218,373
|
$12,646,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.48%
|
187,287
|
$10,846,000 | — | 31 Dec 2017 | |
| Legal & General Group Plc |
13F
|
Company |
0.47%
|
183,893
|
$10,649,000 | — | 31 Dec 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.45%
|
174,686
|
$10,116,000 | — | 31 Dec 2017 | |
| NORGES BANK |
13F
|
Company |
0.42%
|
166,084
|
$9,618,000 | — | 31 Dec 2017 | |
| KBC Group NV |
13F
|
Company |
0.4%
|
157,992
|
$9,149,000 | — | 31 Dec 2017 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.38%
|
150,325
|
$8,705,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.38%
|
149,629
|
$8,665,000 | — | 31 Dec 2017 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.38%
|
147,193
|
$8,524,000 | — | 31 Dec 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.35%
|
138,633
|
$8,029,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.32%
|
123,550
|
$7,153,000 | — | 31 Dec 2017 | |
| BlueCrest Capital Management Ltd |
13F
|
Company |
0.29%
|
112,223
|
$6,499,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.29%
|
112,139
|
$6,493,000 | — | 31 Dec 2017 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.28%
|
107,891
|
$6,248,000 | — | 31 Dec 2017 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.27%
|
104,772
|
$6,067,000 | — | 31 Dec 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
102,680
|
$5,946,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.26%
|
102,159
|
$5,916,000 | — | 31 Dec 2017 | |
| York State Teachers Retirement System New |
13F
|
Individual |
0.26%
|
101,218
|
$5,862,000 | — | 31 Dec 2017 | |
| Paloma Partners Management Co |
13F
|
Company |
0.26%
|
100,901
|
$5,843,000 | — | 31 Dec 2017 | |
| ZACKS INVESTMENT MANAGEMENT |
13F
|
Company |
0.26%
|
100,298
|
$5,808,000 | — | 31 Dec 2017 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.25%
|
98,405
|
$5,699,000 | — | 31 Dec 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.24%
|
93,501
|
$5,415,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.23%
|
91,077
|
$5,274,000 | — | 31 Dec 2017 | |
| Water Asset Management LLC |
13F
|
Company |
0.21%
|
81,526
|
$4,721,000 | — | 31 Dec 2017 | |
| AHL Partners LLP |
13F
|
Company |
0.19%
|
75,802
|
$4,390,000 | — | 31 Dec 2017 | |
| STRS OHIO |
13F
|
Company |
0.18%
|
71,300
|
$4,128,000 | — | 31 Dec 2017 | |
| APG Asset Management N.V. |
13F
|
Company |
0.18%
|
70,500
|
$3,400,000 | — | 31 Dec 2017 | |
| DEAN INVESTMENT ASSOCIATES, LLC |
13F
|
Company |
0.18%
|
68,630
|
$3,974,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.17%
|
67,274
|
$3,896,000 | — | 31 Dec 2017 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.17%
|
65,719
|
$3,806,000 | — | 31 Dec 2017 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.17%
|
65,267
|
$3,780,000 | — | 31 Dec 2017 |
Institutional Holders of AMERICAN STATES WATER CO - Common Stock (AWR) as of Q1 2018
As of 31 Mar 2018,
AMERICAN STATES WATER CO - Common Stock (AWR) was held by
255 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,899,327 shares.
The largest 10 holders included
BlackRock Inc., VANGUARD GROUP INC, STATE STREET CORP, PICTET ASSET MANAGEMENT LTD, DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, Invesco Ltd., NORTHERN TRUST CORP, Bank of New York Mellon Corp, and JPMORGAN CHASE & CO.
This page lists
255
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
254
Q1 2018 holders
255
Holder diff
1
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.