What does CUSIP 018828103 represent in this 13F holders report?

CUSIP 018828103 is the security identifier for NCV - ALLIANZGI CONV & INCOME FD - COM used to aggregate holder disclosures.

How many institutions held NCV - ALLIANZGI CONV & INCOME FD - COM in Q3 2019?

65 institutional investors reported NCV - ALLIANZGI CONV & INCOME FD - COM for Q3 2019. Use the holders table for investor-level position and value details.

ALLIANZGI CONV & INCOME FD - COM (NCV)

CUSIP: 018828103

Q3 2019 13F Holders as of 30 Sep 2019

Security type / class: Equity / COM
Total 13F shares: 9,765,454
Total 13F value: $55,077,293
Share change: +217,886
SEC-reported price per share: $5.64
Number of holders: 65
Value change: +$1,126,043
Number of buys: 30
Number of sells: 26

Security key

018828103

Report period

Q3 2019

Institutions

Top holders

NCV full security history Ownership snapshot Full 13F holder table Virtus Convertible & Income Fund SEC filings

Broader feeds

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Ownership snapshot

Top reported holders of NCV - ALLIANZGI CONV & INCOME FD - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

MORGAN STANLEY

Disclosed value leader

MORGAN STANLEY

Comparable rows

0/15

Latest evidence

30 Jun 2019

13F Highest disclosed value: $15,306,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

MORGAN STANLEY has the largest disclosed position value at $15.31M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.

Disclosed position value Top 5

MORGAN STANLEY $15.31M

BANK OF AMERICA CORP /DE/ $8.66M

GUGGENHEIM CAPITAL LLC $6.3M

WELLS FARGO & COMPANY/MN $4.09M

COHEN & STEERS, INC. $3.16M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
MORGAN STANLEY	13F Company 13F	— denominator unverified	$15,306,000 2,709,039 shares	—	30 Jun 2019
BANK OF AMERICA CORP /DE/	13F Company 13F	— denominator unverified	$8,655,000 1,531,875 shares	—	30 Jun 2019
GUGGENHEIM CAPITAL LLC	13F Company 13F	— denominator unverified	$6,303,000 1,115,606 shares	—	30 Jun 2019
WELLS FARGO & COMPANY/MN	13F Company 13F	— denominator unverified	$4,094,000 724,557 shares	—	30 Jun 2019
COHEN & STEERS, INC.	13F Company 13F	— denominator unverified	$3,161,000 559,524 shares	—	30 Jun 2019
COMMONWEALTH EQUITY SERVICES, LLC	13F Company 13F	— denominator unverified	$1,802,000 319,012 shares	—	30 Jun 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

9,765,454

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

Q3 2019 holders

Holder diff

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 value	Q3 2019 value	Value change	Value Chg %