What does CUSIP 018828103 represent in this 13F holders report?

CUSIP 018828103 is the security identifier for NCV - ALLIANZGI CONV & INCOME FD - COM used to aggregate holder disclosures.

How many institutions held NCV - ALLIANZGI CONV & INCOME FD - COM in Q4 2016?

55 institutional investors reported NCV - ALLIANZGI CONV & INCOME FD - COM for Q4 2016. Use the holders table for investor-level position and value details.

ALLIANZGI CONV & INCOME FD - COM (NCV)

CUSIP: 018828103

Q4 2016 13F Holders as of 31 Dec 2016

Security type / class: Equity / COM
Total 13F shares: 14,990,265
Total 13F value: $95,665,657
Share change: +230,508
SEC-reported price per share: $6.38
Number of holders: 55
Value change: +$1,326,615
Number of buys: 27
Number of sells: 23

Security key

018828103

Report period

Q4 2016

Institutions

Top holders

NCV full security history Ownership snapshot Full 13F holder table Virtus Convertible & Income Fund SEC filings

Broader feeds

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Ownership snapshot

Top reported holders of NCV - ALLIANZGI CONV & INCOME FD - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

UBS Group AG

Disclosed value leader

UBS Group AG

Comparable rows

0/15

Latest evidence

30 Sep 2016

13F Highest disclosed value: $20,761,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

UBS Group AG has the largest disclosed position value at $20.76M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens UBS Group AG's linked filing trail.

Disclosed position value Top 5

UBS Group AG $20.76M

WELLS FARGO & COMPANY/MN $15.04M

COHEN & STEERS, INC. $11.41M

GUGGENHEIM CAPITAL LLC $7.74M

BANK OF AMERICA CORP /DE/ $7.5M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
UBS Group AG	13F Company 13F	— denominator unverified	$20,761,000 3,075,821 shares	—	30 Sep 2016
WELLS FARGO & COMPANY/MN	13F Company 13F	— denominator unverified	$15,043,000 2,228,663 shares	—	30 Sep 2016
COHEN & STEERS, INC.	13F Company 13F	— denominator unverified	$11,414,000 1,690,994 shares	—	30 Sep 2016
GUGGENHEIM CAPITAL LLC	13F Company 13F	— denominator unverified	$7,738,000 1,146,300 shares	—	30 Sep 2016
BANK OF AMERICA CORP /DE/	13F Company 13F	— denominator unverified	$7,504,000 1,111,560 shares	—	30 Sep 2016
Vident Investment Advisory, LLC	13F Company 13F	— denominator unverified	$5,159,000 764,331 shares	—	30 Sep 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

14,990,265

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 value	Q4 2016 value	Value change	Value Chg %