SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (AGE)

Q: What does CUSIP 00848H108 represent in this 13F holders report?

CUSIP 00848H108 is the security identifier for AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share in Q3 2023?

28 institutional investors reported AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share for Q3 2023. Use the holders table for investor-level position and value details.

CUSIP: 00848H108

Q3 2023 13F Holders as of 30 Sep 2023

Security type / class: Equity / Common Stock, par value $0.0001 per share
Total 13F shares: 4,806,536
Total 13F value: $3,269,017
Share change: +73,296
SEC-reported price per share: $0.68
Number of holders: 28
Value change: +$47,540
Number of buys: 9
Number of sells: 5
Shares outstanding: 16,120,077

Security key

00848H108

Report period

Q3 2023

Institutions

Top holders

AGE full security history Ownership snapshot Full 13F holder table Serina Therapeutics, Inc. SEC filings Serina Therapeutics, Inc. company facts

Broader feeds

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Ownership snapshot

Top reported holders of AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BROADWOOD CAPITAL INC

Disclosed value leader

BROADWOOD CAPITAL INC

Comparable rows

15/15

Latest evidence

30 Jun 2023

13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.

Comparable ownership Top 5

BROADWOOD CAPITAL INC 19%

VANGUARD GROUP INC 4.3%

Prescott General Partners LLC 1.1%

BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.9%

Sigma Planning Corp 0.87%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BROADWOOD CAPITAL INC	13F Company 13F	19%	$2,677,060 2,997,156 shares	—	30 Jun 2023
VANGUARD GROUP INC	13F Company 13F	4.3%	$623,824 698,414 shares	—	30 Jun 2023
Prescott General Partners LLC	13F Company 13F	1.1%	$165,407 185,185 shares	—	30 Jun 2023
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F Company 13F	0.9%	$129,309 144,770 shares	—	30 Jun 2023
Sigma Planning Corp	13F Company 13F	0.87%	$124,780 139,700 shares	—	30 Jun 2023
BlackRock Finance, Inc.	13F Company 13F	0.82%	$117,763 131,844 shares	—	30 Jun 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

4,806,536

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders

Q3 2023 holders

Holder diff

-2

Investor	Q2 2023 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2023 value	Q3 2023 value	Value change	Value Chg %