SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (AGE)

CUSIP: 00848H108

Q4 2022 13F Holders as of 31 Dec 2022

Holder snapshot 6 signals
Share change
+46,369
SEC-reported price per share
$0.55
Number of holders
28
Value change
+$24,616
Number of buys
16
Number of sells
6
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
16,120,077

Security key

00848H108

Report period

Q4 2022

Institutions

28

Top holders

10

Ownership snapshot

Top reported holders of AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BROADWOOD CAPITAL INC
Disclosed value leader
BROADWOOD CAPITAL INC
Comparable rows
15/15
Latest evidence
30 Sep 2022
13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.
Comparable ownership Top 5
BROADWOOD CAPITAL INC 19%
VANGUARD GROUP INC 4.3%
Prescott General Partners LLC 1.1%
BRIDGEWAY CAPITAL MANAGEMENT, LLC 1.1%
BlackRock Finance, Inc. 0.82%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BROADWOOD CAPITAL INC
13F
Company
13F
19%
$1,683,000
2,997,156 shares
30 Sep 2022
VANGUARD GROUP INC
13F
Company
13F
4.3%
$393,000
699,864 shares
30 Sep 2022
Prescott General Partners LLC
13F
Company
13F
1.1%
$104,000
185,185 shares
30 Sep 2022
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.1%
$95,000
169,770 shares
30 Sep 2022
BlackRock Finance, Inc.
13F
Company
13F
0.82%
$74,000
132,130 shares
30 Sep 2022
Sigma Planning Corp
13F
Company
13F
0.73%
$66,000
117,200 shares
30 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
28
Shares
4,785,950
Rows available
28
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
22
Q4 2022 holders
28
Holder diff
6
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %
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