TALPHERA, INC. - Common Stock (TLPH)

CUSIP: 00444T209

Q3 2023 13F Holders as of 30 Sep 2023

Security identity
Shares outstanding
49,857,760
Holder snapshot
Share change
+2,194,227
Put/Call ratio
6.6%
Reported price per share
$0.58
Number of holders
29
Value change
+$1,252,404
Number of buys
16
Number of sells
8

Security key

00444T209

Report period

Q3 2023

Institutions

29

Top holders

10

Ownership snapshot

Top reported holders of TLPH - TALPHERA, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
Rock Springs Capital Mana...
13D/G signal
Evidence rows
15
Latest as of
30 Jun 2023
13F Lead comparable stake: 0.63% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
Rock Springs Capital Management LP
13F
Company
13F
0.63%
$351,271
316,460 shares
30 Jun 2023
TANG CAPITAL MANAGEMENT LLC
13F
Company
13F
0.39%
$216,450
195,000 shares
30 Jun 2023
VANGUARD GROUP INC
13F
Company
13F
0.32%
$174,832
157,507 shares
30 Jun 2023
Values First Advisors, Inc.
13F
Company
13F
0.25%
$135,910
122,441 shares
30 Jun 2023
BlackRock Finance, Inc.
13F
Company
13F
0.18%
$102,218
92,088 shares
30 Jun 2023
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
0.14%
$76,482
68,903 shares
30 Jun 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
29
Shares
3,249,391
Rows available
29
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
25
Q3 2023 holders
29
Holder diff
4
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 value Q3 2023 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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