Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 3,334,823
- Share change
- +331,036
- Total reported value
- $29,779,646
- Price per share
- $8.93
- Number of holders
- 27
- Value change
- +$3,033,833
- Number of buys
- 12
- Number of sells
- 16
Report period
Q4 2017
Institutions
27
Top holders
10
AEF full security history
Newer quarter: Q1 2018
Previous quarter: Q3 2017
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
3%
|
1,236,905
|
$10,378,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
448,622
|
$3,764,000 | — | 30 Sep 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.9%
|
367,229
|
$3,099,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
0.51%
|
208,235
|
$1,747,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.34%
|
138,355
|
$1,161,000 | — | 30 Sep 2017 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.24%
|
95,950
|
$805,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.21%
|
85,054
|
$714,000 | — | 30 Sep 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.19%
|
75,240
|
$631,000 | — | 30 Sep 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
64,555
|
$542,000 | — | 30 Sep 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.14%
|
55,025
|
$462,000 | — | 30 Sep 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.1%
|
39,750
|
$334,000 | — | 30 Sep 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.1%
|
39,695
|
$333,000 | — | 30 Sep 2017 | |
| ICON ADVISERS INC/CO |
13F
|
Company |
0.07%
|
28,102
|
$236,000 | — | 30 Sep 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.05%
|
18,569
|
$156,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.04%
|
15,438
|
$129,000 | — | 30 Sep 2017 | |
| Creative Planning |
13F
|
Company |
0.04%
|
14,410
|
$121,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.03%
|
12,911
|
$108,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
12,059
|
$101,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
12,000
|
$101,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
10,859
|
$91,000 | — | 30 Sep 2017 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.02%
|
10,000
|
$84,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$76,000 | — | 30 Sep 2017 | |
| Live Your Vision, LLC |
13F
|
Company |
0.01%
|
2,350
|
$20,000 | — | 30 Sep 2017 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
1,357
|
$11,000 | — | 30 Sep 2017 | |
| RBC Europe Ltd |
13F
|
Company |
0%
|
1,167
|
$9,791 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0%
|
731
|
$6,000 | — | 30 Sep 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q4 2017
As of 31 Dec 2017,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,334,823 shares.
The largest 10 holders included
Bulldog Investors, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., Matisse Capital, Weiss Asset Management LP, JAMES INVESTMENT RESEARCH INC, CSS LLC/IL, CORNERSTONE ADVISORS INC, and CREDIT SUISSE AG/.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
28
Q4 2017 holders
27
Holder diff
-1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.