Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 3,003,787
- Share change
- +561,869
- Total reported value
- $25,220,791
- Price per share
- $8.39
- Number of holders
- 28
- Value change
- +$4,811,920
- Number of buys
- 14
- Number of sells
- 11
Report period
Q3 2017
Institutions
28
Top holders
10
AEF full security history
Newer quarter: Q4 2017
Previous quarter: Q2 2017
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
1.9%
|
776,076
|
$5,495,000 | — | 30 Jun 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
430,538
|
$3,048,000 | — | 30 Jun 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.9%
|
367,229
|
$2,602,000 | — | 30 Jun 2017 | |
| Matisse Capital |
13F
|
Company |
0.57%
|
231,835
|
$1,641,000 | — | 30 Jun 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.4%
|
161,699
|
$1,145,000 | — | 30 Jun 2017 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.25%
|
100,950
|
$715,000 | — | 30 Jun 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.21%
|
85,190
|
$603,000 | — | 30 Jun 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.12%
|
50,622
|
$359,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
41,345
|
$293,000 | — | 30 Jun 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.09%
|
37,149
|
$263,000 | — | 30 Jun 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.07%
|
27,847
|
$197,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
18,780
|
$134,000 | — | 30 Jun 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
17,673
|
$125,000 | — | 30 Jun 2017 | |
| British Airways Pensions Investment Management Ltd |
13F
|
Company |
0.04%
|
16,099
|
$114,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
15,649
|
$110,000 | — | 30 Jun 2017 | |
| Destination Wealth Management |
13F
|
Company |
0.03%
|
12,750
|
$90,000 | — | 30 Jun 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
10,859
|
$77,000 | — | 30 Jun 2017 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.02%
|
10,000
|
$71,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$64,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
8,059
|
$57,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,000
|
$28,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
3,577
|
$26,000 | — | 30 Jun 2017 | |
| Live Your Vision, LLC |
13F
|
Company |
0.01%
|
2,350
|
$18,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
1,313
|
$9,000 | — | 30 Jun 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2017 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2017
As of 30 Sep 2017,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,003,787 shares.
The largest 10 holders included
Bulldog Investors, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Deschutes Portfolio Strategy, LLC, CORNERSTONE ADVISORS INC, JAMES INVESTMENT RESEARCH INC, WELLS FARGO & COMPANY/MN, Saba Capital Management, L.P., RMB Capital Management, LLC, and Karpus Management, Inc..
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
25
Q3 2017 holders
28
Holder diff
3
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.