Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 3,430,491
- Share change
- +95,668
- Total reported value
- $30,985,877
- Price per share
- $9.03
- Number of holders
- 29
- Value change
- +$870,012
- Number of buys
- 14
- Number of sells
- 10
Report period
Q1 2018
Institutions
29
Top holders
10
AEF full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP |
13F
|
Company |
2.9%
|
1,196,815
|
$10,688,000 | — | 31 Dec 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
441,622
|
$3,944,000 | — | 31 Dec 2017 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.9%
|
367,229
|
$3,279,000 | — | 31 Dec 2017 | |
| Karpus Management, Inc. |
13F
|
Company |
0.73%
|
297,337
|
$2,655,000 | — | 31 Dec 2017 | |
| Matisse Capital |
13F
|
Company |
0.55%
|
223,616
|
$1,997,000 | — | 31 Dec 2017 | |
| Weiss Asset Management LP |
13F
|
Company |
0.39%
|
159,595
|
$1,425,000 | — | 31 Dec 2017 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.23%
|
95,184
|
$850,000 | — | 31 Dec 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.21%
|
84,543
|
$755,000 | — | 31 Dec 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.2%
|
82,214
|
$734,000 | — | 31 Dec 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.18%
|
75,000
|
$670,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.17%
|
69,977
|
$625,000 | — | 31 Dec 2017 | |
| Curi Capital, LLC |
13F
|
Company |
0.16%
|
63,055
|
$563,000 | — | 31 Dec 2017 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.12%
|
48,185
|
$430,000 | — | 31 Dec 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.11%
|
45,513
|
$406,000 | — | 31 Dec 2017 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
17,701
|
$158,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.04%
|
15,558
|
$139,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.03%
|
12,026
|
$107,000 | — | 31 Dec 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
10,859
|
$97,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$80,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
8,059
|
$72,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,166
|
$37,000 | — | 31 Dec 2017 | |
| Live Your Vision, LLC |
13F
|
Company |
0.01%
|
3,350
|
$31,000 | — | 31 Dec 2017 | |
| RBC Europe Ltd |
13F
|
Company |
0.01%
|
2,200
|
$19,646 | — | 31 Dec 2017 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
1,357
|
$12,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0%
|
300
|
$3,000 | — | 31 Dec 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
200
|
$2,000 | — | 31 Dec 2017 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 31 Dec 2017 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q1 2018
As of 31 Mar 2018,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,430,491 shares.
The largest 10 holders included
Bulldog Investors, LLC, 1607 Capital Partners, LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Karpus Management, Inc., Matisse Capital, CSS LLC/IL, Weiss Asset Management LP, WELLS FARGO & COMPANY/MN, CREDIT SUISSE AG/, and WOLVERINE ASSET MANAGEMENT LLC.
This page lists
29
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
27
Q1 2018 holders
29
Holder diff
2
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.