abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 1,703,856
- Share change
- +248,353
- Total reported value
- $10,152,960
- Price per share
- $5.96
- Number of holders
- 27
- Value change
- +$1,471,742
- Number of buys
- 11
- Number of sells
- 9
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
440,502
|
$2,762,000 | — | 30 Sep 2016 | |
| Matisse Capital |
13F
|
Company |
0.95%
|
386,700
|
$2,425,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.46%
|
185,208
|
$1,161,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.33%
|
135,517
|
$850,000 | — | 30 Sep 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.2%
|
80,077
|
$502,000 | — | 30 Sep 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.13%
|
53,923
|
$338,000 | — | 30 Sep 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.11%
|
44,001
|
$276,000 | — | 30 Sep 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.05%
|
18,345
|
$115,000 | — | 30 Sep 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.04%
|
17,391
|
$109,000 | — | 30 Sep 2016 | |
| British Airways Pensions Investment Management Ltd |
13F
|
Company |
0.04%
|
16,099
|
$101,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
14,639
|
$92,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
14,374
|
$90,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
13,603
|
$85,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$56,000 | — | 30 Sep 2016 | |
| Opera Trading Capital |
13F
|
Company |
0.02%
|
8,550
|
$53,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
8,059
|
$50,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.02%
|
7,253
|
$46,000 | — | 30 Sep 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
5,560
|
$35,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
5,149
|
$33,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
3,219
|
$20,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
1,313
|
$8,000 | — | 30 Sep 2016 | |
| WESPAC Advisors SoCal, LLC |
13F
|
Company |
0%
|
1,000
|
$6,270 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
830
|
$6,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
850
|
$5,000 | — | 30 Sep 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
819
|
$5,000 | — | 30 Sep 2016 | |
| Hanson & Doremus Investment Management |
13F
|
Company |
0%
|
442
|
$3,000 | — | 30 Sep 2016 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$2,000 | — | 30 Sep 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 30 Sep 2016 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q4 2016
As of 31 Dec 2016,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,703,856 shares.
The largest 10 holders included
Deschutes Portfolio Strategy, LLC, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, RMB Capital Management, LLC, CITIGROUP INC, Gramercy Funds Management LLC, JAMES INVESTMENT RESEARCH INC, GEODE CAPITAL MANAGEMENT, LLC, DOLIVER CAPITAL ADVISORS, INC., and Cardan Capital Partners, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
28
Q4 2016 holders
27
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.