abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 1,472,894
- Share change
- -313,785
- Total reported value
- $9,235,270
- Price per share
- $6.27
- Number of holders
- 28
- Value change
- -$1,953,849
- Number of buys
- 15
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
427,202
|
$2,670,000 | — | 30 Jun 2016 | |
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
1%
|
418,800
|
$2,618,000 | — | 30 Jun 2016 | |
| Matisse Capital |
13F
|
Company |
0.54%
|
218,768
|
$1,367,000 | — | 30 Jun 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.35%
|
140,963
|
$881,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.26%
|
104,931
|
$656,000 | — | 30 Jun 2016 | |
| Sigma Planning Corp |
13F
|
Company |
0.2%
|
80,853
|
$505,000 | — | 30 Jun 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.2%
|
80,077
|
$500,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.18%
|
73,991
|
$462,000 | — | 30 Jun 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.11%
|
43,700
|
$273,000 | — | 30 Jun 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.1%
|
42,432
|
$265,000 | — | 30 Jun 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.05%
|
18,345
|
$115,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
17,603
|
$110,000 | — | 30 Jun 2016 | |
| British Airways Pensions Investment Management Ltd |
13F
|
Company |
0.04%
|
16,099
|
$101,000 | — | 30 Jun 2016 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.04%
|
15,400
|
$96,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
14,591
|
$91,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$56,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
7,101
|
$45,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
7,018
|
$44,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.02%
|
6,500
|
$41,000 | — | 30 Jun 2016 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.01%
|
4,245
|
$27,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
3,209
|
$20,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,854
|
$12,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
1,229
|
$8,000 | — | 30 Jun 2016 | |
| WESPAC Advisors SoCal, LLC |
13F
|
Company |
0%
|
1,000
|
$6,250 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
1,039
|
$6,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
850
|
$5,000 | — | 30 Jun 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
819
|
$5,000 | — | 30 Jun 2016 | |
| Hanson & Doremus Investment Management |
13F
|
Company |
0%
|
442
|
$3,000 | — | 30 Jun 2016 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$2,000 | — | 30 Jun 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 30 Jun 2016 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0%
|
82
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2016
As of 30 Sep 2016,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,472,894 shares.
The largest 10 holders included
1607 Capital Partners, LLC, Deschutes Portfolio Strategy, LLC, RMB Capital Management, LLC, CITIGROUP INC, Gramercy Funds Management LLC, JAMES INVESTMENT RESEARCH INC, DOLIVER CAPITAL ADVISORS, INC., Cardan Capital Partners, LLC, Advisory Services Network, LLC, and British Airways Pensions Investment Management Ltd.
This page lists
28
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
31
Q3 2016 holders
28
Holder diff
-3
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.