abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 1,873,685
- Share change
- +154,808
- Total reported value
- $13,070,000
- Price per share
- $6.98
- Number of holders
- 26
- Value change
- +$1,097,659
- Number of buys
- 12
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Matisse Capital |
13F
|
Company |
1.1%
|
449,200
|
$2,677,000 | — | 31 Dec 2016 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.1%
|
441,638
|
$2,632,000 | — | 31 Dec 2016 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.41%
|
168,180
|
$1,002,000 | — | 31 Dec 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.4%
|
162,864
|
$971,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.35%
|
143,662
|
$856,000 | — | 31 Dec 2016 | |
| Gramercy Funds Management LLC |
13F
|
Company |
0.2%
|
80,077
|
$477,000 | — | 31 Dec 2016 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.16%
|
65,423
|
$390,000 | — | 31 Dec 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
40,978
|
$244,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.1%
|
40,913
|
$244,000 | — | 31 Dec 2016 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.05%
|
19,105
|
$114,000 | — | 31 Dec 2016 | |
| CSS LLC/IL |
13F
|
Company |
0.04%
|
17,325
|
$103,000 | — | 31 Dec 2016 | |
| British Airways Pensions Investment Management Ltd |
13F
|
Company |
0.04%
|
16,099
|
$96,000 | — | 31 Dec 2016 | |
| Round Table Services, LLC |
13F
|
Company |
0.03%
|
10,400
|
$62,000 | — | 31 Dec 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
10,052
|
$60,000 | — | 31 Dec 2016 | |
| Opera Trading Capital |
13F
|
Company |
0.02%
|
8,550
|
$50,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
8,059
|
$49,000 | — | 31 Dec 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
5,560
|
$33,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
5,139
|
$30,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
3,250
|
$19,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
2,260
|
$13,000 | — | 31 Dec 2016 | |
| Creative Planning |
13F
|
Company |
0%
|
1,313
|
$8,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,221
|
$7,000 | — | 31 Dec 2016 | |
| WESPAC Advisors SoCal, LLC |
13F
|
Company |
0%
|
1,000
|
$5,960 | — | 31 Dec 2016 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
819
|
$5,000 | — | 31 Dec 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
350
|
$2,000 | — | 31 Dec 2016 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$2,000 | — | 31 Dec 2016 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
110
|
$1,000 | — | 31 Dec 2016 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q1 2017
As of 31 Mar 2017,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
26 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,873,685 shares.
The largest 10 holders included
Deschutes Portfolio Strategy, LLC, 1607 Capital Partners, LLC, CORNERSTONE ADVISORS INC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, CITIGROUP INC, JAMES INVESTMENT RESEARCH INC, RMB Capital Management, LLC, Gramercy Funds Management LLC, Bulldog Investors, LLC, and GEODE CAPITAL MANAGEMENT, LLC.
This page lists
26
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
27
Q1 2017 holders
26
Holder diff
-1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.