What does CUSIP 00162Q544 represent in this 13F holders report?

CUSIP 00162Q544 is the security identifier for RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS used to aggregate holder disclosures.

How many institutions held RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS in Q4 2019?

14 institutional investors reported RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS for Q4 2019. Use the holders table for investor-level position and value details.

ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)

CUSIP: 00162Q544

Q4 2019 13F Holders as of 31 Dec 2019

Security type / class: Equity / EXCHANGE TRADED FUNDS
Total 13F shares: 535,908
Total 13F value: $13,698,000
Share change: +100,505
SEC-reported price per share: $25.56
Number of holders: 14
Value change: +$2,574,989
Number of buys: 8
Number of sells: 7

Security key

00162Q544

Report period

Q4 2019

Institutions

Top holders

RFUN full security history Ownership snapshot Full 13F holder table ALPS ETF Trust SEC filings

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Raymond James Financial S...

Disclosed value leader

RiverFront Investment Gro...

Comparable rows

4/15

Latest evidence

30 Sep 2019

13F Lead comparable stake: 1.7% 11 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Raymond James Financial Services Advisors, Inc. leads the comparable SEC ownership view at 1.7%.

4 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.

Comparable ownership Top 4

Raymond James Financial Services ... 1.7%

TWO SIGMA SECURITIES, LLC 1.5%

First Allied Advisory Services, Inc. 0.06%

Brand Asset Management Group, Inc. 0.02%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Raymond James Financial Services Advisors, Inc.	13F Company 13F	1.7%	$257,000 10,172 shares	—	30 Sep 2019
TWO SIGMA SECURITIES, LLC	13F Company 13F	1.5%	$220,000 8,707 shares	—	30 Sep 2019
First Allied Advisory Services, Inc.	13F Company 13F	0.06%	$20,000 625 shares	—	30 Sep 2019
Brand Asset Management Group, Inc.	13F Company 13F	0.02%	$8,000 240 shares	—	30 Sep 2019
RiverFront Investment Group, LLC	13F Company 13F	— mixed-class rows	$127,551,000 4,498,287 shares mixed-class rows	—	30 Sep 2019
BB&T SECURITIES, LLC	13F Company 13F	— mixed-class rows	$40,280,000 1,422,300 shares mixed-class rows	—	30 Sep 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

535,908

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders

Q4 2019 holders

Holder diff

Investor	Q3 2019 Shares	Q4 2019 Shares	Share Diff	Share Chg %	Q3 2019 value	Q4 2019 value	Value change	Value Chg %