Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 535,908
- Total 13F value
- $13,698,000
- Share change
- +100,505
- SEC-reported price per share
- $25.56
- Number of holders
- 14
- Value change
- +$2,574,989
- Number of buys
- 8
- Number of sells
- 7
Report period
Q4 2019
Institutions
14
Top holders
10
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RiverFront Investment Gro...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
0/13
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $4,204,000
13 rows are not safely comparable across share classes.
Showing 1-6 of 13 holder rows.
Quick read
RiverFront Investment Group, LLC has the largest disclosed position value at $4.2M.
0 of 13 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RiverFront Investment Group, LLC's linked filing trail.
Disclosed position value
Top 5
RiverFront Investment Group, LLC
$4.2M
JANE STREET GROUP, LLC
$2.14M
BB&T SECURITIES, LLC
$1.48M
RAYMOND JAMES & ASSOCIATES
$1.01M
CITADEL ADVISORS LLC
$933K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 13 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$4,204,000
165,662 shares
|
— | 30 Sep 2019 |
| JANE STREET GROUP, LLC |
13F
Company
|
—
class O/S missing
|
$2,136,000
84,170 shares
|
— | 30 Sep 2019 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$1,481,000
59,726 shares
|
— | 30 Sep 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
class O/S missing
|
$1,013,000
39,923 shares
|
— | 30 Sep 2019 |
| CITADEL ADVISORS LLC |
13F
Company
|
—
class O/S missing
|
$933,000
36,781 shares
|
— | 30 Sep 2019 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
Company
|
—
class O/S missing
|
$876,000
34,531 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
14
Shares
535,908
Rows available
14
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
13
Q4 2019 holders
14
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 value | Q4 2019 value | Value change | Value Chg % |
|---|