Latest Period
Q1 2026
Security Snapshot
ALPS ETF Trust - Exchange Traded Fund (RFDA) Institutional Ownership
CUSIP: 00162Q528
13F Institutional Holders and Ownership History from Q2 2016 to Q2 2026
Institutions Reporting
24
Shares (Excl. Options)
1,207,978
Price
$62.67
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- Security type / class
- Equity / Exchange Traded Fund
- Symbol
- RFDA
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 1,207,978
- Total 13F value
- $75,878,800
- Portfolio coverage rank
- 0%
- Share change
- -139,047
- Value change
- -$8,717,335
- Number of holders
- 24
- Shares outstanding
- 1,324,985
- SEC-reported price per share
- $71.66
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RFDA - ALPS ETF Trust - Exchange Traded Fund is tracked under CUSIP 00162Q528.
- 24 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 24 to 16 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $75,878,800 to $82,220,684.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 24 institutions filings for Q1 2026.
Security key
00162Q528
Latest holder period
Q1 2026
13F holders
24
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 00162Q528:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
RFDA
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | 13% | $10,251,690 | 173,573 | TRUIST FINANCIAL CORP | 30 Jun 2025 |
As of 31 Mar 2026, 24 institutional investors reported holding 1,207,978 shares of ALPS ETF Trust - Exchange Traded Fund (RFDA). This represents 91% of the company’s total 1,324,985 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
91%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC | 18% | 243,331 | -1.1% | 0.24% | $15,249,237 |
| Prospera Financial Services Inc | 18% | 240,976 | -0.76% | 0.24% | $15,101,834 |
| ENVESTNET ASSET MANAGEMENT INC | 13% | 174,500 | -2.3% | 0% | $10,935,690 |
| ALPS ADVISORS INC | 13% | 169,092 | -24% | 0.05% | $10,596,776 |
| TRUIST FINANCIAL CORP | 12% | 164,751 | -2% | 0.01% | $10,324,715 |
| RETIREMENT PLANNING GROUP, LLC / NY | 4.6% | 60,477 | -6.2% | 2.4% | $3,789,993 |
| RAYMOND JAMES FINANCIAL INC | 2.3% | 30,566 | -54% | 0% | $1,915,544 |
| Bison Wealth, LLC | 2.3% | 29,935 | +4.7% | 0.21% | $2,054,870 |
| Janney Montgomery Scott LLC | 1.2% | 15,747 | -0.79% | 0% | $987,000 |
| Koshinski Asset Management, Inc. | 1.1% | 15,113 | -58% | 0.06% | $947,091 |
| GAMMA Investing LLC | 1.1% | 14,780 | -1.8% | 0.04% | $926,243 |
| DAVENPORT & Co LLC | 0.89% | 11,728 | +25% | 0% | $734,979 |
| CITADEL ADVISORS LLC | 0.72% | 9,475 | +1.7% | 0% | $593,786 |
| LEIGH BALDWIN & CO., LLC | 0.62% | 8,179 | -13% | 0.33% | $512,593 |
| Kestra Advisory Services, LLC | 0.4% | 5,239 | +6.8% | 0% | $328,330 |
| TWO SIGMA INVESTMENTS, LP | 0.33% | 4,380 | -2.2% | 0% | $274,489 |
| Stratos Wealth Partners, LTD. | 0.31% | 4,050 | +15% | 0% | $253,815 |
| JPMORGAN CHASE & CO | 0.19% | 2,482 | 0% | 0% | $152,698 |
| Elevated Capital Advisors, LLC | 0.07% | 974 | -84% | 0.02% | $61,039 |
| EVOLUTION WEALTH MANAGEMENT INC. | 0.07% | 891 | +1.1% | 0.04% | $55,838 |
| NewEdge Advisors, LLC | 0.06% | 836 | 0% | 0% | $52,391 |
| UBS Group AG | 0.03% | 389 | -64% | 0% | $24,378 |
| MORGAN STANLEY | 0.01% | 86 | +1.2% | 0% | $5,415 |
| WELLS FARGO & COMPANY/MN | 0% | 1 | 0% | $56 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0% | 0 | -100% | $0 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
41
Latest
Q1 2026
Rows shown
1-25 of 41
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 1,167,367 | $82,220,684 | +$1,399,675 | $70.41 | 16 |
| 2026 Q1 | 1,207,978 | $75,878,800 | -$8,717,335 | $62.67 | 24 |
| 2025 Q4 | 1,347,025 | $85,815,777 | +$1,821,018 | $63.76 | 26 |
| 2025 Q3 | 1,317,442 | $82,933,951 | -$1,967,834 | $62.95 | 25 |
| 2025 Q2 | 1,351,182 | $78,345,053 | +$11,756,608 | $58.01 | 27 |
| 2025 Q1 | 1,147,694 | $60,970,868 | -$16,059,081 | $53.12 | 23 |
| 2024 Q4 | 1,449,687 | $81,061,113 | +$5,425,559 | $55.92 | 24 |
| 2024 Q3 | 1,239,245 | $68,421,934 | -$3,623,903 | $55.21 | 22 |
| 2024 Q2 | 1,308,266 | $69,239,176 | -$3,074,323 | $52.90 | 23 |
| 2024 Q1 | 1,367,227 | $69,396,476 | -$206,964 | $50.76 | 24 |
| 2023 Q4 | 1,373,161 | $65,454,702 | -$5,451,510 | $47.67 | 26 |
| 2023 Q3 | 1,533,841 | $67,158,195 | +$1,991,951 | $43.77 | 27 |
| 2023 Q2 | 1,486,724 | $68,566,337 | -$4,742,294 | $46.13 | 29 |
| 2023 Q1 | 1,589,685 | $68,457,630 | -$9,916,548 | $43.06 | 29 |
| 2022 Q4 | 1,818,547 | $76,399,427 | -$20,734,320 | $41.93 | 29 |
| 2022 Q3 | 2,486,858 | $97,162,000 | -$1,352,076 | $38.94 | 25 |
| 2022 Q2 | 2,421,134 | $104,508,000 | -$1,589,777 | $43.05 | 21 |
| 2022 Q1 | 2,557,220 | $122,922,403 | -$16,578,150 | $48.16 | 23 |
| 2021 Q4 | 2,799,861 | $132,817,615 | -$11,525,443 | $47.44 | 23 |
| 2021 Q3 | 3,131,045 | $134,906,838 | -$523,319 | $42.98 | 20 |
| 2021 Q2 | 3,033,952 | $131,973,000 | -$4,875,773 | $43.47 | 16 |
| 2021 Q1 | 3,258,419 | $132,459,000 | +$2,519,514 | $40.54 | 19 |
| 2020 Q4 | 3,194,930 | $122,254,000 | -$7,495,498 | $38.27 | 19 |
| 2020 Q3 | 3,390,845 | $118,990,000 | -$13,017,667 | $35.00 | 18 |
| 2020 Q2 | 3,623,080 | $118,229,000 | +$23,141,607 | $32.48 | 19 |