Latest Period
Q1 2026
Security Snapshot
ALPS ETF Trust - Exchange Traded Fund (RFCI) Institutional Ownership
CUSIP: 00162Q536
13F Institutional Holders and Ownership History from Q2 2016 to Q2 2026
Institutions Reporting
13
Shares (Excl. Options)
681,032
Price
$22.40
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- Security type / class
- Equity / Exchange Traded Fund
- Symbol
- RFCI
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 681,032
- Total 13F value
- $15,253,815
- Portfolio coverage rank
- 0%
- Share change
- -61,127
- Value change
- -$1,396,086
- Number of holders
- 13
- Shares outstanding
- 800,454
- SEC-reported price per share
- $22.30
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RFCI - ALPS ETF Trust - Exchange Traded Fund is tracked under CUSIP 00162Q536.
- 13 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 13 to 7 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $15,253,815 to $12,983,094.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 13 institutions filings for Q1 2026.
Security key
00162Q536
Latest holder period
Q1 2026
13F holders
13
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 00162Q536:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
RFCI
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| TRUIST FINANCIAL CORP | 15% | +19% | $2,768,675 | -$126,682 | 121,669 | -4.4% | TRUIST FINANCIAL CORP | 30 Sep 2025 |
As of 31 Mar 2026, 13 institutional investors reported holding 681,032 shares of ALPS ETF Trust - Exchange Traded Fund (RFCI). This represents 85% of the company’s total 800,454 outstanding shares.
13F concentration
Top 15 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
85%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | 24% | 195,813 | -3.5% | 0.07% | $4,385,675 |
| RiverFront Investment Group, LLC | 20% | 163,430 | -2% | 0.06% | $3,660,571 |
| ENVESTNET ASSET MANAGEMENT INC | 16% | 128,793 | -3.6% | 0% | $2,884,759 |
| TRUIST FINANCIAL CORP | 14% | 115,310 | -3.8% | 0% | $2,582,760 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8.3% | 66,465 | 0% | $1,488,710 | |
| LEIGH BALDWIN & CO., LLC | 1.2% | 9,396 | +1.1% | 0.14% | $210,466 |
| NewEdge Advisors, LLC | 0.11% | 871 | 0% | 0% | $19,509 |
| Elevated Capital Advisors, LLC | 0.04% | 346 | -98% | 0% | $7,750 |
| EVOLUTION WEALTH MANAGEMENT INC. | 0.03% | 275 | 0% | 0% | $6,160 |
| GAMMA Investing LLC | 0.03% | 258 | 0% | 0% | $5,779 |
| UBS Group AG | 0.01% | 73 | -49% | 0% | $1,635 |
| MORGAN STANLEY | 0% | 1 | 0% | 0% | $22 |
| WELLS FARGO & COMPANY/MN | 0% | 1 | 0% | $19 | |
| ALPS ADVISORS INC | 0% | 0 | -100% | $0 | |
| JANE STREET GROUP, LLC | 0% | 0 | -100% | $0 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
41
Latest
Q1 2026
Rows shown
1-25 of 41
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 582,611 | $12,983,094 | -$481,627 | $22.28 | 7 |
| 2026 Q1 | 681,032 | $15,253,815 | -$1,396,086 | $22.40 | 13 |
| 2025 Q4 | 742,159 | $16,839,435 | -$939,051 | $22.69 | 13 |
| 2025 Q3 | 783,435 | $17,826,865 | -$968,923 | $22.76 | 14 |
| 2025 Q2 | 826,084 | $18,653,654 | +$2,326,385 | $22.58 | 15 |
| 2025 Q1 | 722,832 | $16,260,523 | -$5,621,355 | $22.50 | 15 |
| 2024 Q4 | 972,793 | $21,626,092 | -$231,819 | $22.23 | 15 |
| 2024 Q3 | 972,979 | $22,272,298 | -$3,565,112 | $22.89 | 14 |
| 2024 Q2 | 1,129,732 | $25,054,346 | -$329,434 | $22.18 | 13 |
| 2024 Q1 | 1,144,665 | $25,542,302 | +$451,692 | $22.32 | 13 |
| 2023 Q4 | 1,124,367 | $25,414,092 | -$4,430,647 | $22.60 | 14 |
| 2023 Q3 | 1,359,768 | $29,138,840 | -$1,069,331 | $21.42 | 17 |
| 2023 Q2 | 1,412,498 | $31,353,548 | -$1,952,639 | $22.21 | 18 |
| 2023 Q1 | 1,499,267 | $33,726,155 | -$7,430,091 | $22.49 | 19 |
| 2022 Q4 | 1,829,341 | $40,522,186 | -$24,179,828 | $22.12 | 20 |
| 2022 Q3 | 3,427,523 | $74,650,000 | -$3,297,388 | $21.78 | 19 |
| 2022 Q2 | 3,347,273 | $75,759,000 | -$10,144,498 | $22.60 | 19 |
| 2022 Q1 | 4,027,575 | $94,386,210 | -$12,184,444 | $23.47 | 20 |
| 2021 Q4 | 4,319,544 | $107,475,029 | -$13,327,488 | $24.93 | 20 |
| 2021 Q3 | 5,060,152 | $128,636,727 | +$15,609,892 | $25.42 | 19 |
| 2021 Q2 | 4,219,418 | $107,783,000 | -$360,682 | $25.54 | 16 |
| 2021 Q1 | 4,459,772 | $112,551,000 | +$16,871,105 | $25.23 | 16 |
| 2020 Q4 | 3,786,033 | $99,059,000 | -$2,774,250 | $26.17 | 19 |
| 2020 Q3 | 3,892,057 | $101,779,000 | -$15,706,486 | $26.16 | 19 |
| 2020 Q2 | 4,266,901 | $111,728,000 | -$6,020,267 | $26.18 | 17 |