Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q3 2019 13F Holders as of 30 Sep 2019
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 495,129
- Total 13F value
- $12,529,000
- Share change
- -2,036
- SEC-reported price per share
- $25.37
- Number of holders
- 13
- Value change
- -$28,384
- Number of buys
- 4
- Number of sells
- 9
Report period
Q3 2019
Institutions
13
Top holders
10
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Raymond James Financial S...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
2/15
Latest evidence
30 Jun 2019
13F
Lead comparable stake: 1.7%
13 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Raymond James Financial Services Advisors, Inc. leads the comparable SEC ownership view at 1.7%.
2 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Raymond James Financial Services Advisors, Inc.'s linked filing trail.
Comparable ownership
Top 2
Raymond James Financial Services ...
1.7%
Quadrant Private Wealth Managemen...
1.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
1.7%
|
$256,000
10,252 shares
|
— | 30 Jun 2019 |
| Quadrant Private Wealth Management, LLC |
13F
Company
|
1.4%
|
$205,000
8,211 shares
|
— | 30 Jun 2019 |
| RiverFront Investment Group, LLC |
13F
Company
|
—
mixed-class rows
|
$127,166,000
4,593,596 shares
mixed-class rows
|
— | 30 Jun 2019 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
mixed-class rows
|
$67,590,000
2,440,913 shares
mixed-class rows
|
— | 30 Jun 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
—
mixed-class rows
|
$22,887,000
834,685 shares
mixed-class rows
|
— | 30 Jun 2019 |
| Prospera Financial Services Inc |
13F
Company
|
—
mixed-class rows
|
$11,654,000
417,965 shares
mixed-class rows
|
— | 30 Jun 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
13
Shares
495,129
Rows available
13
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
13
Q3 2019 holders
13
Holder diff
0
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 value | Q3 2019 value | Value change | Value Chg % |
|---|