Security key
00162Q528
- Security type / class
- Equity / Exchange Traded Fund
- Total 13F shares
- 1,317,442
- Total 13F value
- $82,933,951
- Share change
- -33,740
- SEC-reported price per share
- $62.95
- Number of holders
- 25
- Value change
- -$1,967,834
- Number of buys
- 7
- Number of sells
- 11
- Shares outstanding
- 1,109,744
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2025
Institutions
25
Top holders
10
RFDA full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2025
ALPS ETF Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00162Q528
Recent filing periods:
Ownership snapshot
Top reported holders of RFDA - ALPS ETF Trust - Exchange Traded Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RETIREMENT PLANNING GROUP...
Disclosed value leader
ALPS ADVISORS INC
Comparable rows
14/15
Latest evidence
30 Jun 2025
13F
Lead comparable stake: 6.1%
1 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
RETIREMENT PLANNING GROUP, LLC / NY leads the comparable SEC ownership view at 6.1%.
14 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RETIREMENT PLANNING GROUP, LLC / NY's linked filing trail.
Comparable ownership
Top 5
RETIREMENT PLANNING GROUP, LLC / NY
6.1%
RAYMOND JAMES FINANCIAL INC
5.4%
CITADEL ADVISORS LLC
4.7%
JANE STREET GROUP, LLC
4.4%
Bison Wealth, LLC
2.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RETIREMENT PLANNING GROUP, LLC / NY |
13F
Company
|
6.1%
|
$3,950,711
68,105 shares
|
— | 30 Jun 2025 |
| RAYMOND JAMES FINANCIAL INC |
13F
Company
|
5.4%
|
$3,476,850
59,937 shares
|
— | 30 Jun 2025 |
| CITADEL ADVISORS LLC |
13F
Company
|
4.7%
|
$635,423
28,137 shares
|
— | 30 Jun 2025 |
| JANE STREET GROUP, LLC |
13F
Company
|
4.4%
|
$595,361
26,363 shares
|
— | 30 Jun 2025 |
| Bison Wealth, LLC |
13F
Company
|
2.8%
|
$1,797,019
30,978 shares
|
— | 30 Jun 2025 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
2.6%
|
$967,829
16,096 shares
|
— | 30 Jun 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
25
Shares
1,317,442
Rows available
25
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2025 vs Q2 2026 Across Filers
Q2 2026 holders
27
Q3 2025 holders
25
Holder diff
-2
| Investor | Q2 2026 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend