| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | FORMER 100% OWNER OF ADVISER | CLASS A COMMON SHARES | 38 | Mar 2, 2022 | Direct | ||
| First Trust Private Assets Fund | 10%+ Owner | Common Shares | $3.97M | Jan 3, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| N/A | First Trust Private Assets Fund | Jan 3, 2023 | 0 | $0 | 3 | Apr 6, 2023 | 10%+ Owner |
| VFLAX | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | Mar 31, 2022 | 7 | $38.80 | 5 | May 13, 2022 | FORMER 100% OWNER OF ADVISER |
| VFLAX | Relative Value Fund | Aug 2, 2021 | 1 | $1K | 4 | Aug 4, 2021 | 100% OWNER OF ADVISER |
| VFLEX | Relative Value Fund | Mar 31, 2021 | 2 | -$19.2K | 5 | May 14, 2021 | 100% OWNER OF ADVISER |