Key facts
- This page summarizes VFT Holdings LP's Form 5 filing for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX).
- 7 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 May 2022, 21:45.
VFT Holdings LP - 31 Mar 2022 Form 5 Insider Report for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX)
- Reporting relationship
- FORMER 100% OWNER OF ADVISER
- Issuer ticker
- VFLEX
- Reported as of
- 31 Mar 2022
- Net transaction value
- +$38.8
- SEC form
- 5
- Accepted by SEC
- 13 May 2022, 21:45:11 UTC
- Prior SEC filing
- 04 Aug 2021
- Next SEC filing
- 06 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- MARC BASSEWITZ
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
VFT Holdings LP filed Form 5 for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX) on 13 May 2022.
Change
- Previous filing in this sequence was filed on 04 Aug 2021.
- Current net transaction value: +$38.8.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.14
- Shares
- +0
- Change %
- +0.4%
- Price
- $27.57*
- Shares after
- 38
- Date
- 01 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.19
- Shares
- +0
- Change %
- +0.4%
- Price
- $27.95*
- Shares after
- 38
- Date
- 06 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.48
- Shares
- +0
- Change %
- +0.42%
- Price
- $28.01*
- Shares after
- 38
- Date
- 03 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.19
- Shares
- +0
- Change %
- +0.4%
- Price
- $27.91*
- Shares after
- 38
- Date
- 01 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $12.96
- Shares
- +0
- Change %
- +1.3%
- Price
- $27.58*
- Shares after
- 38
- Date
- 10 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.43
- Shares
- +0
- Change %
- +0.42%
- Price
- $27.66*
- Shares after
- 38
- Date
- 02 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
VFLAX
transaction
CLASS A COMMON SHARES
Other
- Transaction value
- $4.41
- Shares
- +0
- Change %
- +0.42%
- Price
- $27.58*
- Shares after
- 38
- Date
- 02 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
VFT Holdings LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
DIVIDEND REINVESTMENT