VFT Holdings LP - Mar 31, 2021 Form 5 Insider Report for Relative Value Fund (VFLEX)

Role
100% OWNER OF ADVISER
Signature
Marc Bassewitz
Stock symbol
VFLEX
Transactions as of
Mar 31, 2021
Transactions value $
-$19,242
Form type
5
Date filed
5/14/2021, 03:56 PM
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VFLEX COMMON SHARES Purchase $455K +17.8K $25.55* 0 Jan 11, 2021 VIVALDI CAPITAL MANAGEMENT LLC F1
transaction VFLEX COMMON SHARES Sale -$474K -17.8K -100% $26.63* 0 Mar 31, 2021 VIVALDI CAPITAL MANAGEMENT LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 An affiliate of the adviser acquired the security in their error account custodied at TD Ameritrade as a result of a trade error.
F2 Sale was executed by TD Ameritrade on a discretionary basis as custodian for an error account of an affiliate of the adviser. Gain was contributed to a charity in accordance with TD Ameritrade's policies.