Patrick W. Galley

Insider Reports History

Reporting-owner location: West Palm Beach, FL
Latest reporting-owner signature: /s/ Patrick W. Galley
Source: Latest parsed Forms 3/4/5 signature
Transaction source note: Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for Patrick W. Galley

Form 4 holding President, Director

RIVERNORTH OPPORTUNITIES FUND, INC.

Security class: Common Shares of Beneficial Interest
Shares / value: 550,403
Estimated value: $3,951,809
Report date: 24 Sep 2026
Price: $11.95
Ownership: Direct

Form 4 holding Chief Executive Officer, Director

RiverNorth Capital & Income Fund, Inc.

Security class: Common Stock
Shares / value: 254,733
Estimated value: $3,665,607
Report date: 11 Jul 2025
Price: $14.39
Ownership: Direct

Form 4 holding President, Director

RiverNorth Flexible Municipal Income Fund II, Inc.

Security class: Common Shares
Shares / value: 21,000
Estimated value: $291,900
Report date: 31 Dec 2024
Price: $13.90
Ownership: Direct

Form 4 holding President, Director

RiverNorth Managed Duration Municipal Income Fund, Inc.

Security class: Common Stock
Shares / value: 15,000
Estimated value: $197,175
Report date: 09 Apr 2025
Price: $13.14
Ownership: Trust Account

Form 4 holding President, Director

RiverNorth Flexible Municipal Income Fund, Inc.

Security class: Common Stock
Shares / value: 7,600
Estimated value: $104,806
Report date: 09 Apr 2025
Price: $13.79
Ownership: Trust Account

Form 4 holding President, Director

RiverNorth Opportunistic Municipal Income Fund, Inc.

Security class: Common Stock
Shares / value: 2,700
Estimated value: $38,599
Report date: 25 Apr 2025
Price: $14.30
Ownership: Trust Account

Form 4 holding President, Director

RIVERNORTH OPPORTUNITIES FUND, INC.

Security class: Common Shares
Shares / value: 330,695
Estimated value
Report date: 31 Dec 2024
Price
Ownership: Direct

Form 4 holding President, Director

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Security class: Common Shares
Shares / value: 26,592
Estimated value
Report date: 31 Dec 2024
Price
Ownership: Joint Account

Form 4 holding President, Director

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Security class: Preferred Shares
Shares / value: 5,574
Estimated value
Report date: 31 Dec 2024
Price
Ownership: Joint Account

Form 4 holding President, Director

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Security class: Common Stock
Shares / value: 0
Estimated value
Report date: 04 Oct 2022
Price: $13.10
Ownership: Direct

Insider Reports Filed by Patrick W. Galley

4 RIV

RIVERNORTH OPPORTUNITIES FUND, INC.

Report period: 24 Sep 2026
Transactions: 1
Transaction value: $0
Accepted by SEC: 05 Oct 2026, 14:16
Role: President, Director
Next action: Open filing details

4 RIV

RIVERNORTH OPPORTUNITIES FUND, INC.

Report period: 10 Oct 2025
Transactions: 1
Transaction value: +$1,340,945
Accepted by SEC: 14 Oct 2025, 14:15
Role: President, Director
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 16 Jul 2025
Transactions: 2
Transaction value: +$346,932
Accepted by SEC: 16 Jul 2025, 17:01
Role: Chief Executive Officer, Director
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 11 Jul 2025
Transactions: 1
Transaction value: +$572,909
Accepted by SEC: 01 Aug 2025, 17:29
Role: Chief Executive Officer, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 25 Apr 2025
Transactions: 2
Transaction value: +$9,999
Accepted by SEC: 28 Apr 2025, 13:01
Role: President, Director
Next action: Open filing details

4 RFM

RiverNorth Flexible Municipal Income Fund, Inc.

Report period: 09 Apr 2025
Transactions: 4
Transaction value: +$12,444
Accepted by SEC: 10 Apr 2025, 17:46
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 09 Apr 2025
Transactions: 6
Transaction value: +$22,611
Accepted by SEC: 10 Apr 2025, 17:39
Role: President, Director
Next action: Open filing details

4 RMM

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report period: 09 Apr 2025
Transactions: 2
Transaction value: +$52,563
Accepted by SEC: 10 Apr 2025, 17:39
Role: President, Director
Next action: Open filing details

4/A RFM

RiverNorth Flexible Municipal Income Fund, Inc.

Report period: 08 Apr 2025
Transactions: 6
Transaction value: +$72,837
Accepted by SEC: 10 Apr 2025, 17:56
Role: President, Director
Next action: Open filing details

4/A RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 08 Apr 2025
Transactions: 4
Transaction value: +$47,735
Accepted by SEC: 10 Apr 2025, 17:55
Role: President, Director
Next action: Open filing details

4/A RMM

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report period: 08 Apr 2025
Transactions: 3
Transaction value: +$78,900
Accepted by SEC: 10 Apr 2025, 17:52
Role: President, Director
Next action: Open filing details

5 RIV

RIVERNORTH OPPORTUNITIES FUND, INC.

Report period: 31 Dec 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 14 Feb 2025, 18:36
Role: President, Director
Next action: Open filing details

5 RFMZ

RiverNorth Flexible Municipal Income Fund II, Inc.

Report period: 31 Dec 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 14 Feb 2025, 18:33
Role: President, Director
Next action: Open filing details

5 OPP

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Report period: 31 Dec 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 14 Feb 2025, 18:26
Role: President, Director
Next action: Open filing details

5 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 31 Dec 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 14 Feb 2025, 18:20
Role: President, Director
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 26 Apr 2024
Transactions: 1
Transaction value: +$1,028,947
Accepted by SEC: 29 Apr 2024, 21:19
Role: Chief Executive Officer, Director
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 22 Mar 2024
Transactions: 1
Transaction value: +$1,610
Accepted by SEC: 22 Mar 2024, 17:28
Role: Chief Executive Officer, Director
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 03 Feb 2023
Transactions: 3
Transaction value: +$674,119
Accepted by SEC: 08 Feb 2023, 18:37
Role: Portfolio Manager
Next action: Open filing details

4 RSF

RiverNorth Capital & Income Fund, Inc.

Report period: 22 Dec 2022
Transactions: 7
Transaction value: -$176,107
Accepted by SEC: 23 Dec 2022, 20:26
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 07 Dec 2022
Transactions: 6
Transaction value: -$128,982
Accepted by SEC: 08 Dec 2022, 15:51
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 05 Dec 2022
Transactions: 9
Transaction value: -$96,113
Accepted by SEC: 06 Dec 2022, 17:09
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 02 Dec 2022
Transactions: 5
Transaction value: -$103,297
Accepted by SEC: 05 Dec 2022, 16:19
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 01 Dec 2022
Transactions: 4
Transaction value: -$86,831
Accepted by SEC: 02 Dec 2022, 19:02
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 30 Nov 2022
Transactions: 3
Transaction value: -$51,940
Accepted by SEC: 01 Dec 2022, 15:56
Role: President, Director
Next action: Open filing details

4 RIV

RIVERNORTH OPPORTUNITIES FUND, INC.

Report period: 15 Nov 2022
Transactions: 1
Transaction value: $0
Accepted by SEC: 06 Dec 2022, 16:54
Role: President, Director
Next action: Open filing details

4 RMM

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report period: 04 Nov 2022
Transactions: 1
Transaction value: -$27,820
Accepted by SEC: 07 Nov 2022, 15:54
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 01 Nov 2022
Transactions: 4
Transaction value: -$58,812
Accepted by SEC: 02 Nov 2022, 20:47
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 24 Oct 2022
Transactions: 1
Transaction value: -$15,080
Accepted by SEC: 25 Oct 2022, 17:49
Role: President, Director
Next action: Open filing details

4 RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 04 Oct 2022
Transactions: 2
Transaction value: -$15,660
Accepted by SEC: 22 Dec 2022, 14:49
Role: President, Director
Next action: Open filing details

4 RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 03 Oct 2022
Transactions: 6
Transaction value: -$111,071
Accepted by SEC: 04 Oct 2022, 18:37
Role: President, Director
Next action: Open filing details

4 RFMZ

RiverNorth Flexible Municipal Income Fund II, Inc.

Report period: 03 Oct 2022
Transactions: 5
Transaction value: +$95,163
Accepted by SEC: 04 Oct 2022, 16:13
Role: President, Director
Next action: Open filing details

4/A RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 30 Sep 2022
Transactions: 4
Transaction value: -$15,725
Accepted by SEC: 04 Oct 2022, 18:33
Role: President, Director
Next action: Open filing details

4 RFMZ

RiverNorth Flexible Municipal Income Fund II, Inc.

Report period: 30 Sep 2022
Transactions: 3
Transaction value: +$26,520
Accepted by SEC: 03 Oct 2022, 20:10
Role: President, Director
Next action: Open filing details

4/A RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 28 Sep 2022
Transactions: 1
Transaction value: -$15,790
Accepted by SEC: 04 Oct 2022, 18:28
Role: President, Director
Next action: Open filing details

4 RFMZ

RiverNorth Flexible Municipal Income Fund II, Inc.

Report period: 28 Sep 2022
Transactions: 2
Transaction value: +$27,150
Accepted by SEC: 30 Sep 2022, 17:34
Role: President, Director
Next action: Open filing details

4 RMI

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report period: 28 Sep 2022
Transactions: 1
Transaction value: -$9,462
Accepted by SEC: 30 Sep 2022, 17:27
Role: President, Director
Next action: Open filing details

4 RFMZ

RiverNorth Flexible Municipal Income Fund II, Inc.

Report period: 05 May 2022
Transactions: 3
Transaction value: +$146,475
Accepted by SEC: 06 May 2022, 16:31
Role: President, Director
Next action: Open filing details

4/A RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 11 Feb 2022
Transactions: 3
Transaction value: +$187,100
Accepted by SEC: 04 Oct 2022, 18:22
Role: President, Director
Next action: Open filing details

4 RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 11 Feb 2022
Transactions: 1
Transaction value: +$93,750
Accepted by SEC: 17 Feb 2022, 19:03
Role: President, Director
Next action: Open filing details

4 RMM

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report period: 11 Feb 2022
Transactions: 1
Transaction value: +$93,750
Accepted by SEC: 15 Feb 2022, 07:17
Role: President, Director
Next action: Open filing details

3 RMMZ

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report period: 10 Feb 2022
Transactions: 0
Transaction value: $0
Accepted by SEC: 14 Feb 2022, 20:50
Role: President, Director
Next action: Open filing details

4 OPP

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

Report period: 13 Sep 2021
Transactions: 2
Transaction value: $0
Accepted by SEC: 08 Oct 2021, 16:47
Role: President, Director
Next action: Open filing details

4 RMM

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report period: 26 Jul 2019
Transactions: 2
Transaction value: -$40,862
Accepted by SEC: 01 Nov 2022, 18:48
Role: President, Director
Next action: Open filing details

Insider Reports History

Continue from this owner filing history

Reported holdings for Patrick W. Galley

Insider Reports Filed by Patrick W. Galley