Key facts
- This page summarizes Patrick W. Galley's Form 4 filing for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Oct 2026, 14:16.
Patrick W. Galley - 24 Sep 2026 Form 4 Insider Report for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)
- Reporting relationship
- President, Director
- Issuer ticker
- RIV
- Reported as of
- 24 Sep 2026
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 05 Oct 2026, 14:16:57 UTC
- Prior SEC filing
- 14 Oct 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Galley
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Galley filed Form 4 for RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) on 05 Oct 2026.
Change
- Previous filing in this sequence was filed on 14 Oct 2025.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reporting Owners (1)
CIK 0001646929
Primary reporting owner
Galley Patrick W.
- Relationship
- President, Director
- Address
- 360 S. ROSEMARY AVE, SUITE 1420, WEST PALM BEACH
- Signature
- /s/ Patrick W. Galley
- Signature date
- 25 Sep 2026
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RIV
transaction
Common Shares of Beneficial Interest
Other
- Transaction value
- Shares
- +219,708
- Change %
- +66%
- Price
- $10.49*
- Shares after
- 550,403
- Date
- 24 Sep 2026
- Ownership
- Direct
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The shares were acquired from rights offering.