| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | 14% | $6,695,783 | 456,116 | OSAIC HOLDINGS, INC. | 30 Jun 2025 | |||
| CSS LLC/IL | 6.3% | +24% | $3,874,715 | +$738,923 | 266,670 | +24% | CSS LLC/IL | 16 Dec 2025 |
| NOMURA HOLDINGS INC | 5.9% | $3,680,000 | +$3,680,000 | 250,000 | NOMURA HOLDINGS INC | 30 Sep 2025 | ||
| SIT INVESTMENT ASSOCIATES INC | 4.9% | -58% | $2,932,180 | -$4,534,908 | 199,197 | -61% | Sit Investment Associates, Inc. | 31 Oct 2025 |
As of 30 Sep 2025, 16 institutional investors reported holding 1,401,551 shares of RiverNorth Capital & Income Fund, Inc. - common (RSF). This represents 33% of the company’s total 4,253,110 outstanding shares.
The largest institutional shareholders of RiverNorth Capital & Income Fund, Inc. - common (RSF) together control 33% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 9.2% | 389,845 | +92% | 0.12% | $5,739,000 |
| NOMURA HOLDINGS INC | 5.9% | 250,000 | 0.02% | $3,680,000 | |
| CSS LLC/IL | 5.6% | 239,766 | +33% | 0.21% | $3,529,355 |
| OSAIC HOLDINGS, INC. | 3.6% | 154,632 | +26% | 0% | $2,269,984 |
| CANTOR FITZGERALD, L. P. | 2.9% | 122,266 | +192% | 0.04% | $1,799,756 |
| Waverly Advisors, LLC | 2.3% | 99,414 | -3.6% | 0.01% | $1,463,378 |
| Shaker Financial Services, LLC | 0.89% | 37,955 | -5.4% | 0.19% | $558,698 |
| Everstar Asset Management, LLC | 0.56% | 23,757 | 0.2% | $349,703 | |
| RAYMOND JAMES FINANCIAL INC | 0.52% | 22,073 | -3% | 0% | $324,915 |
| NewEdge Advisors, LLC | 0.38% | 16,200 | -1.8% | 0% | $238,464 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0.31% | 13,080 | 0.02% | $192,538 | |
| MORGAN STANLEY | 0.3% | 12,963 | +0.79% | 0% | $190,825 |
| Noble Wealth Management PBC | 0.22% | 9,255 | 0.07% | $136,234 | |
| UBS Group AG | 0.12% | 4,900 | +104% | 0% | $72,128 |
| WFA Asset Management Corp | 0.07% | 3,090 | +54% | 0.03% | $47,557 |
| Advisory Services Network, LLC | 0.06% | 2,355 | 0% | $34,666 | |
| Quarry LP | 0% | 0 | -100% | $0 | |
| BANK OF AMERICA CORP /DE/ | 0% | 0 | -100% | $0 | |
| BOOTHBAY FUND MANAGEMENT, LLC | 0% | 0 | -100% | $0 | |
| ICON ADVISERS INC/CO | 0% | 0 | -100% | $0 | |
| Capital Investment Advisors, LLC | 0% | 0 | -100% | $0 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 49,178 | $706,196 | +$573,297 | $14.36 | 3 |
| 2025 Q3 | 1,401,551 | $20,627,201 | +$5,841,987 | $14.72 | 16 |
| 2025 Q2 | 1,007,644 | $14,663,055 | -$3,434,086 | $14.55 | 16 |
| 2025 Q1 | 1,233,503 | $18,756,994 | -$4,028,825 | $15.20 | 16 |
| 2024 Q4 | 1,498,018 | $23,128,771 | +$1,337,166 | $15.44 | 19 |
| 2024 Q3 | 1,403,610 | $21,601,650 | -$4,386,705 | $15.39 | 17 |
| 2024 Q2 | 1,689,074 | $25,933,716 | +$2,023,045 | $15.36 | 21 |
| 2024 Q1 | 1,552,326 | $24,609,157 | +$5,517,662 | $15.86 | 24 |
| 2023 Q4 | 1,368,795 | $21,558,550 | -$2,690,977 | $15.75 | 15 |
| 2023 Q3 | 1,541,498 | $23,468,199 | +$1,902,868 | $15.24 | 15 |
| 2023 Q2 | 1,416,265 | $21,839,487 | +$640,886 | $15.42 | 15 |
| 2023 Q1 | 1,374,718 | $21,208,636 | +$11,201,081 | $15.43 | 16 |
| 2022 Q4 | 636,000 | $10,767,921 | +$2,094,932 | $16.93 | 18 |
| 2022 Q3 | 510,965 | $8,777,770 | -$6,869,686 | $17.18 | 12 |
| 2022 Q2 | 910,346 | $15,770,481 | -$852,282 | $18.03 | 14 |
| 2022 Q1 | 969,176 | $18,797,896 | +$2,362,253 | $19.41 | 13 |
| 2021 Q4 | 848,809 | $16,298,680 | +$2,857,614 | $19.20 | 18 |
| 2021 Q3 | 721,331 | $13,853,000 | -$3,149,576 | $19.20 | 15 |
| 2021 Q2 | 885,132 | $17,606,000 | -$10,273,270 | $19.90 | 15 |
| 2021 Q1 | 1,411,838 | $25,337,000 | +$214,851 | $17.90 | 16 |
| 2020 Q4 | 1,395,338 | $23,150,472 | -$2,720,150 | $16.59 | 15 |
| 2020 Q3 | 1,565,304 | $23,269,358 | -$813,032 | $14.83 | 18 |
| 2020 Q2 | 2,145,023 | $31,854,539 | +$4,177,069 | $14.85 | 20 |
| 2020 Q1 | 1,524,249 | $24,650,763 | +$3,452,521 | $16.16 | 18 |
| 2019 Q4 | 1,284,583 | $23,403,227 | -$2,139 | $18.22 | 23 |
| 2019 Q3 | 1,143,631 | $21,820,218 | -$3,803,699 | $19.08 | 21 |
| 2019 Q2 | 1,339,624 | $27,303,013 | +$27,101,360 | $20.40 | 21 |
| 2019 Q1 | 9,885 | $216,187 | -$73,987 | $21.87 | 1 |
| 2018 Q4 | 13,268 | $294,020 | -$5,137,000 | $22.16 | 1 |
| 2018 Q3 | 239,568 | $5,438,184 | +$1,339,956 | $22.70 | 2 |
| 2018 Q2 | 180,539 | $4,202,880 | -$1,442,031 | $23.28 | 2 |
| 2018 Q1 | 242,483 | $5,806,770 | +$514,829 | $23.95 | 2 |
| 2017 Q4 | 220,986 | $5,365,000 | +$5,365,000 | $24.28 | 1 |
| 2017 Q2 | 0 | $0 | -$1,265,000 | $14.36 | 0 |
| 2017 Q1 | 50,388 | $1,265,000 | +$1,265,000 | $25.11 | 1 |
| 2016 Q4 | 0 | $0 | -$925,000 | $14.36 | 0 |
| 2016 Q3 | 36,912 | $925,000 | +$925,000 | $25.06 | 1 |