| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | Vice President | Common Stock | 2.58K | $30.4K | $11.78 | Apr 5, 2022 | By Spouse |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 2.31K | $15K | $6.48 | Aug 15, 2024 | By Spouse |
| MEXICO EQUITY & INCOME FUND INC | Director | Common Stock | 1.06K | $8.01K | $7.57 | Oct 15, 2021 | By Spouse |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 1.11K | $7.21K | $6.48 | Aug 15, 2024 | Direct |
| MEXICO EQUITY & INCOME FUND INC | Director | Common Stock | 948 | $7.18K | $7.57 | Oct 15, 2021 | Direct |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 704 | $4.56K | $6.48 | Aug 15, 2024 | By Spouse IRA |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 79 | $512 | $6.48 | Aug 15, 2024 | By Child IRA |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| PCF | HIGH INCOME SECURITIES FUND | Aug 15, 2024 | 4 | $26.9K | 4 | Aug 19, 2024 | Director |
| PCF | HIGH INCOME SECURITIES FUND | Jun 27, 2024 | 4 | $318 | 4 | Jun 28, 2024 | Director |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | Apr 5, 2022 | 1 | -$8.05K | 4 | Apr 8, 2022 | Vice President |
| MXE | MEXICO EQUITY & INCOME FUND INC | Oct 15, 2021 | 2 | $8.93K | 4 | Oct 18, 2021 | Director |