| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | Vice President | Common Stock | 2,583 | $30,428 | $11.78 | 05 Apr 2022 | By Spouse |
| HIGH INCOME SECURITIES FUND | Affiliate of the Adviser | Common Stock | 1,628 | $10,004 | $6.15 | 16 Jan 2026 | Direct |
| HIGH INCOME SECURITIES FUND | Affiliate of the Adviser | Common Stock | 1,628 | $9,995 | $6.14 | 16 Jan 2026 | By Spouse |
| MEXICO EQUITY & INCOME FUND INC | Director | Common Stock | 1,058 | $8,009 | $7.57 | 15 Oct 2021 | By Spouse |
| MEXICO EQUITY & INCOME FUND INC | Director | Common Stock | 948 | $7,176 | $7.57 | 15 Oct 2021 | Direct |
| Total Return Securities Fund | Secretary | Common Stock | 334 | $2,274 | $6.81 | 23 Jan 2026 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| SWZ | Total Return Securities Fund | 23 Jan 2026 | 1 | -$1,130 | 4 | Secretary | 27 Jan 2026, 16:05 |
| PCF | HIGH INCOME SECURITIES FUND | 16 Jan 2026 | 2 | +$20,001 | 4 | Affiliate of the Adviser | 20 Jan 2026, 17:10 |
| SWZ | Total Return Securities Fund | 11 Dec 2025 | 1 | +$2,841 | 4 | Secretary | 12 Dec 2025, 17:09 |
| PCF | HIGH INCOME SECURITIES FUND | 04 Feb 2025 | 4 | -$2,892 | 4 | Director | 05 Feb 2025, 17:01 |
| PCF | HIGH INCOME SECURITIES FUND | 12 Dec 2024 | 4 | -$26,675 | 4 | Director | 16 Dec 2024, 17:01 |
| PCF | HIGH INCOME SECURITIES FUND | 15 Aug 2024 | 4 | +$26,944 | 4 | Director | 19 Aug 2024, 17:01 |
| PCF | HIGH INCOME SECURITIES FUND | 27 Jun 2024 | 4 | +$318 | 4 | Director | 28 Jun 2024, 17:00 |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | 05 Apr 2022 | 1 | -$8,049 | 4 | Vice President | 08 Apr 2022, 13:57 |
| MXE | MEXICO EQUITY & INCOME FUND INC | 15 Oct 2021 | 2 | +$8,927 | 4 | Director | 18 Oct 2021, 17:02 |