John F. Barry III

Insider Reports History

Reporting-owner location: New York, NY
Latest reporting-owner signature: /s/ John F. Barry III
Source: Latest parsed Forms 3/4/5 signature
Transaction source note: Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for John F. Barry III

Form 4 holding CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner

PROSPECT CAPITAL CORP

Security class: COMMON STOCK
Shares / value: 95,808,672
Estimated value: $144,450,734
Report date: 10 Nov 2026
Price: $1.51
Ownership: Direct

Form 4 holding CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner

PROSPECT CAPITAL CORP

Security class: COMMON STOCK
Shares / value: 464,502
Estimated value: $966,163
Report date: 09 Nov 2026
Price: $2.08
Ownership: By Spouse

Form 4 holding 10%+ Owner

Prospect Floating Rate & Alternative Income Fund, Inc.

Security class: COMMON STOCK
Shares / value: 6,382,195
Estimated value
Report date: 26 Jul 2024
Price
Ownership: Indirect

Form 4 holding 10%+ Owner

Prospect Enhanced Yield Fund

Security class: Class I Shares of Beneficial Interest
Shares / value: 0
Estimated value
Report date: 07 Aug 2025
Price
Ownership: Indirect

Insider Reports Filed by John F. Barry III

4 PSEC

PROSPECT CAPITAL CORP

Report period: 09 Nov 2026
Transactions: 2
Transaction value: +$6,054,559
Accepted by SEC: 13 Nov 2026, 08:26
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 06 Nov 2026
Transactions: 1
Transaction value: +$1,727,314
Accepted by SEC: 10 Nov 2026, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 04 Sep 2026
Transactions: 1
Transaction value: +$2,726,315
Accepted by SEC: 09 Sep 2026, 16:10
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 23 Jun 2026
Transactions: 2
Transaction value: +$2,428,068
Accepted by SEC: 25 Jun 2026, 16:59
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 22 Jun 2026
Transactions: 1
Transaction value: +$2,246,300
Accepted by SEC: 24 Jun 2026, 15:58
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 26 May 2026
Transactions: 2
Transaction value: +$1,006,682
Accepted by SEC: 28 May 2026, 17:24
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 22 May 2026
Transactions: 3
Transaction value: +$538,534
Accepted by SEC: 27 May 2026, 16:06
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 21 May 2026
Transactions: 2
Transaction value: +$451,790
Accepted by SEC: 26 May 2026, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 25 Sep 2025
Transactions: 1
Transaction value: +$2,517,758
Accepted by SEC: 29 Sep 2025, 16:00
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 24 Sep 2025
Transactions: 1
Transaction value: +$1,939,610
Accepted by SEC: 26 Sep 2025, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 23 Sep 2025
Transactions: 1
Transaction value: +$1,021,478
Accepted by SEC: 25 Sep 2025, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 22 Sep 2025
Transactions: 1
Transaction value: +$997,219
Accepted by SEC: 24 Sep 2025, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

Prospect Enhanced Yield Fund

Report period: 06 Aug 2025
Transactions: 2
Transaction value: +$25,000,000
Accepted by SEC: 07 Aug 2025, 16:56
Role: 10%+ Owner
Next action: Open filing details

Prospect Enhanced Yield Fund

Report period: 01 Aug 2025
Transactions: 0
Transaction value: $0
Accepted by SEC: 01 Aug 2025, 12:27
Role: 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 23 Jun 2025
Transactions: 1
Transaction value: +$1,008,646
Accepted by SEC: 25 Jun 2025, 16:15
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 20 Jun 2025
Transactions: 1
Transaction value: +$1,988,763
Accepted by SEC: 24 Jun 2025, 16:46
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 24 Mar 2025
Transactions: 1
Transaction value: +$101,681
Accepted by SEC: 26 Mar 2025, 16:00
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 21 Mar 2025
Transactions: 1
Transaction value: +$102,250
Accepted by SEC: 25 Mar 2025, 16:06
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 20 Mar 2025
Transactions: 1
Transaction value: +$102,667
Accepted by SEC: 24 Mar 2025, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 19 Mar 2025
Transactions: 1
Transaction value: +$103,130
Accepted by SEC: 21 Mar 2025, 16:08
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 18 Mar 2025
Transactions: 1
Transaction value: +$103,222
Accepted by SEC: 20 Mar 2025, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 17 Mar 2025
Transactions: 1
Transaction value: +$1,033,104
Accepted by SEC: 19 Mar 2025, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 14 Mar 2025
Transactions: 1
Transaction value: +$1,026,600
Accepted by SEC: 18 Mar 2025, 16:05
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 13 Mar 2025
Transactions: 1
Transaction value: +$1,009,104
Accepted by SEC: 17 Mar 2025, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 12 Mar 2025
Transactions: 1
Transaction value: +$1,018,920
Accepted by SEC: 14 Mar 2025, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 11 Mar 2025
Transactions: 2
Transaction value: +$8,640,000
Accepted by SEC: 13 Mar 2025, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 24 Dec 2024
Transactions: 1
Transaction value: +$8,580,000
Accepted by SEC: 27 Dec 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 22 Nov 2024
Transactions: 1
Transaction value: +$4,780,000
Accepted by SEC: 26 Nov 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 21 Nov 2024
Transactions: 1
Transaction value: +$4,640,000
Accepted by SEC: 25 Nov 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 20 Nov 2024
Transactions: 1
Transaction value: +$4,590,000
Accepted by SEC: 22 Nov 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 19 Nov 2024
Transactions: 1
Transaction value: +$4,630,000
Accepted by SEC: 21 Nov 2024, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 18 Nov 2024
Transactions: 1
Transaction value: +$3,742,610
Accepted by SEC: 20 Nov 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 15 Nov 2024
Transactions: 1
Transaction value: +$905,960
Accepted by SEC: 19 Nov 2024, 18:37
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 14 Nov 2024
Transactions: 1
Transaction value: +$4,370,000
Accepted by SEC: 18 Nov 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 10 Sep 2024
Transactions: 1
Transaction value: +$505,073
Accepted by SEC: 12 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 09 Sep 2024
Transactions: 1
Transaction value: +$2,507,059
Accepted by SEC: 11 Sep 2024, 16:02
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 06 Sep 2024
Transactions: 1
Transaction value: +$3,945,000
Accepted by SEC: 10 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 05 Sep 2024
Transactions: 2
Transaction value: +$1,151,283
Accepted by SEC: 09 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 04 Sep 2024
Transactions: 1
Transaction value: +$3,922,500
Accepted by SEC: 06 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 03 Sep 2024
Transactions: 1
Transaction value: +$3,877,500
Accepted by SEC: 05 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 30 Aug 2024
Transactions: 3
Transaction value: +$12,935,000
Accepted by SEC: 04 Sep 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

Prospect Floating Rate & Alternative Income Fund, Inc.

Report period: 26 Jul 2024
Transactions: 3
Transaction value: +$10,000,000
Accepted by SEC: 29 Jul 2024, 16:40
Role: 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 13 May 2024
Transactions: 1
Transaction value: +$22,407
Accepted by SEC: 15 May 2024, 17:36
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 10 May 2024
Transactions: 2
Transaction value: +$4,377,477
Accepted by SEC: 14 May 2024, 16:01
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

Prospect Floating Rate & Alternative Income Fund, Inc.

Report period: 24 Apr 2024
Transactions: 3
Transaction value: +$10,000,000
Accepted by SEC: 26 Apr 2024, 16:02
Role: 10%+ Owner
Next action: Open filing details

Prospect Floating Rate & Alternative Income Fund, Inc.

Report period: 22 Feb 2024
Transactions: 1
Transaction value: $0
Accepted by SEC: 26 Feb 2024, 17:12
Role: 10%+ Owner
Next action: Open filing details

Prospect Floating Rate & Alternative Income Fund, Inc.

Report period: 22 Feb 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 26 Feb 2024, 17:11
Role: 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 26 Dec 2023
Transactions: 2
Transaction value: $0
Accepted by SEC: 28 Dec 2023, 16:42
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 12 Sep 2023
Transactions: 10
Transaction value: +$995,298
Accepted by SEC: 14 Sep 2023, 16:14
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 11 Sep 2023
Transactions: 1
Transaction value: +$98,955
Accepted by SEC: 13 Sep 2023, 16:09
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

4 PSEC

PROSPECT CAPITAL CORP

Report period: 11 May 2023
Transactions: 3
Transaction value: +$1,237,000
Accepted by SEC: 16 May 2023, 19:04
Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Next action: Open filing details

Insider Reports History

Continue from this owner filing history

Reported holdings for John F. Barry III

Insider Reports Filed by John F. Barry III