John F. Barry III

Insider Reports History

Location
New York, NY
Signature
/s/ John F. Barry III
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by John F. Barry III:

Company Role Class Num Shares Value Price $ Report Date Ownership
PROSPECT CAPITAL CORP CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner COMMON STOCK 86,067,158 $234,266,197 $2.72 25 Sep 2025 Direct
PROSPECT CAPITAL CORP CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner COMMON STOCK 372,363 $1,079,853 $2.90 25 Sep 2025 By Spouse
Prospect Floating Rate & Alternative Income Fund, Inc. 10%+ Owner COMMON STOCK 6,382,195 26 Jul 2024 Indirect
Prospect Enhanced Yield Fund 10%+ Owner Class I Shares of Beneficial Interest 0 07 Aug 2025 Indirect

Insider Reports Filed by John F. Barry III

Symbol Company Period Transactions Value $ Form Type Role Filing Time
PSEC PROSPECT CAPITAL CORP 25 Sep 2025 1 +$2,517,758 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 29 Sep 2025, 16:00
PSEC PROSPECT CAPITAL CORP 24 Sep 2025 1 +$1,939,610 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 26 Sep 2025, 16:02
PSEC PROSPECT CAPITAL CORP 23 Sep 2025 1 +$1,021,478 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 25 Sep 2025, 16:02
PSEC PROSPECT CAPITAL CORP 22 Sep 2025 1 +$997,219 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 24 Sep 2025, 16:02
/report/000202707625000059-barry-john-f-2025-08-06 Prospect Enhanced Yield Fund 06 Aug 2025 2 +$25,000,000 4 10%+ Owner 07 Aug 2025, 16:56
/report/000202707625000042-barry-john-f-2025-08-01 Prospect Enhanced Yield Fund 01 Aug 2025 0 $0 3 10%+ Owner 01 Aug 2025, 12:27
PSEC PROSPECT CAPITAL CORP 23 Jun 2025 1 +$1,008,646 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 25 Jun 2025, 16:15
PSEC PROSPECT CAPITAL CORP 20 Jun 2025 1 +$1,988,763 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 24 Jun 2025, 16:46
PSEC PROSPECT CAPITAL CORP 24 Mar 2025 1 +$101,681 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 26 Mar 2025, 16:00
PSEC PROSPECT CAPITAL CORP 21 Mar 2025 1 +$102,250 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 25 Mar 2025, 16:06
PSEC PROSPECT CAPITAL CORP 20 Mar 2025 1 +$102,667 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 24 Mar 2025, 16:02
PSEC PROSPECT CAPITAL CORP 19 Mar 2025 1 +$103,130 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 21 Mar 2025, 16:08
PSEC PROSPECT CAPITAL CORP 18 Mar 2025 1 +$103,222 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 20 Mar 2025, 16:01
PSEC PROSPECT CAPITAL CORP 17 Mar 2025 1 +$1,033,104 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 19 Mar 2025, 16:01
PSEC PROSPECT CAPITAL CORP 14 Mar 2025 1 +$1,026,600 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 18 Mar 2025, 16:05
PSEC PROSPECT CAPITAL CORP 13 Mar 2025 1 +$1,009,104 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 17 Mar 2025, 16:01
PSEC PROSPECT CAPITAL CORP 12 Mar 2025 1 +$1,018,920 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 14 Mar 2025, 16:01
PSEC PROSPECT CAPITAL CORP 11 Mar 2025 2 +$8,640,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 13 Mar 2025, 16:01
PSEC PROSPECT CAPITAL CORP 24 Dec 2024 1 +$8,580,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 27 Dec 2024, 16:01
PSEC PROSPECT CAPITAL CORP 22 Nov 2024 1 +$4,780,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 26 Nov 2024, 16:01
PSEC PROSPECT CAPITAL CORP 21 Nov 2024 1 +$4,640,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 25 Nov 2024, 16:01
PSEC PROSPECT CAPITAL CORP 20 Nov 2024 1 +$4,590,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 22 Nov 2024, 16:01
PSEC PROSPECT CAPITAL CORP 19 Nov 2024 1 +$4,630,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 21 Nov 2024, 16:02
PSEC PROSPECT CAPITAL CORP 18 Nov 2024 1 +$3,742,610 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 20 Nov 2024, 16:01
PSEC PROSPECT CAPITAL CORP 15 Nov 2024 1 +$905,960 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 19 Nov 2024, 18:37
PSEC PROSPECT CAPITAL CORP 14 Nov 2024 1 +$4,370,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 18 Nov 2024, 16:01
PSEC PROSPECT CAPITAL CORP 10 Sep 2024 1 +$505,073 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 12 Sep 2024, 16:01
PSEC PROSPECT CAPITAL CORP 09 Sep 2024 1 +$2,507,059 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 11 Sep 2024, 16:02
PSEC PROSPECT CAPITAL CORP 06 Sep 2024 1 +$3,945,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 10 Sep 2024, 16:01
PSEC PROSPECT CAPITAL CORP 05 Sep 2024 2 +$1,151,283 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 09 Sep 2024, 16:01
PSEC PROSPECT CAPITAL CORP 04 Sep 2024 1 +$3,922,500 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 06 Sep 2024, 16:01
PSEC PROSPECT CAPITAL CORP 03 Sep 2024 1 +$3,877,500 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 05 Sep 2024, 16:01
PSEC PROSPECT CAPITAL CORP 30 Aug 2024 3 +$12,935,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 04 Sep 2024, 16:01
/report/000152194524000112-barry-john-f-2024-07-26 Prospect Floating Rate & Alternative Income Fund, Inc. 26 Jul 2024 3 +$10,000,000 4 10%+ Owner 29 Jul 2024, 16:40
PSEC PROSPECT CAPITAL CORP 13 May 2024 1 +$22,407 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 15 May 2024, 17:36
PSEC PROSPECT CAPITAL CORP 10 May 2024 2 +$4,377,477 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 14 May 2024, 16:01
/report/000152194524000076-barry-john-f-2024-04-24 Prospect Floating Rate & Alternative Income Fund, Inc. 24 Apr 2024 3 +$10,000,000 4 10%+ Owner 26 Apr 2024, 16:02
/report/000152194524000036-barry-john-f-2024-02-22 Prospect Floating Rate & Alternative Income Fund, Inc. 22 Feb 2024 1 $0 4 10%+ Owner 26 Feb 2024, 17:12
/report/000152194524000035-barry-john-f-2024-02-22 Prospect Floating Rate & Alternative Income Fund, Inc. 22 Feb 2024 0 $0 3 10%+ Owner 26 Feb 2024, 17:11
PSEC PROSPECT CAPITAL CORP 26 Dec 2023 2 $0 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 28 Dec 2023, 16:42
PSEC PROSPECT CAPITAL CORP 12 Sep 2023 10 +$995,298 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 14 Sep 2023, 16:14
PSEC PROSPECT CAPITAL CORP 11 Sep 2023 1 +$98,955 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 13 Sep 2023, 16:09
PSEC PROSPECT CAPITAL CORP 11 May 2023 3 +$1,237,000 4 CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner 16 May 2023, 19:04