John F. Barry - May 11, 2023 Form 4 Insider Report for PROSPECT CAPITAL CORP (PSEC)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ John F. Barry III
Stock symbol
PSEC
Transactions as of
May 11, 2023
Transactions value $
$1,237,000
Form type
4
Date filed
5/16/2023, 07:04 PM
Next filing
Sep 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSEC COMMON STOCK Gift $0 -7.51M -9.39% $0.00 72.5M Dec 29, 2022 Direct F1
transaction PSEC COMMON STOCK Purchase $628K +100K +0.14% $6.28 72.6M May 11, 2023 Direct
transaction PSEC COMMON STOCK Purchase $609K +100K +0.14% $6.09 72.7M May 12, 2023 Direct
holding PSEC COMMON STOCK 269K May 11, 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.