John F. Barry III - 11 May 2023 Form 4 Insider Report for PROSPECT CAPITAL CORP (PSEC)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ John F. Barry III
Issuer symbol
PSEC
Transactions as of
11 May 2023
Net transactions value
+$1,237,000
Form type
4
Filing time
16 May 2023, 19:04:27 UTC
Next filing
13 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSEC COMMON STOCK Gift $0 -7,512,116 -9.4% $0.000000 72,468,491 29 Dec 2022 Direct F1
transaction PSEC COMMON STOCK Purchase $628,000 +100,000 +0.14% $6.28 72,599,542 11 May 2023 Direct
transaction PSEC COMMON STOCK Purchase $609,000 +100,000 +0.14% $6.09 72,699,542 12 May 2023 Direct
holding PSEC COMMON STOCK 269,267 11 May 2023 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents a charitable donation to the John and Daria Barry Foundation. Mr. Barry has sole voting and dispositive power over shares held through the John and Daria Barry Foundation.