Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NONE | COMMON STOCK | Purchase | $10M | +2.1M | $4.77* | 2.1M | Jul 26, 2024 | See Footnote | F1, F2 | |
transaction | NONE | COMMON STOCK | Gift | $0 | -2.1M | -100% | $0.00* | 0 | Jul 26, 2024 | See Footnote | F2, F3 |
transaction | NONE | COMMON STOCK | Gift | $0 | +2.1M | +48.92% | $0.00 | 6.38M | Jul 26, 2024 | See Footnote | F3, F4, F5 |
Id | Content |
---|---|
F1 | On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024. |
F2 | Reflects securities held directly by PCM. |
F3 | This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. |
F4 | Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. |
F5 | Reflects securities held directly by the Foundation. |