| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| REALNETWORKS INC | 10%+ Owner | Common Stock | 2,593,688 | $1,801,576 | $0.6946 | 01 Jun 2022 | By Caldwell Mill Opportunity Fund |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 225,000 | $1,509,750 | $6.71 | 05 Aug 2025 | By Caldwell Mill Opportunity Fund |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 2,000,000 | $1,389,200 | $0.6946 | 31 May 2022 | By A.G. Family L.P. |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 183,041 | $1,369,146 | $7.48 | 06 Aug 2025 | By A.G. Family L.P. |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 98,450 | $897,864 | $9.12 | 05 Aug 2025 | By family members and related entities |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 671,671 | $693,097 | $1.03 | 17 Aug 2023 | By Caldwell Mill Opportunity Fund |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 525,000 | $541,748 | $1.03 | 18 Aug 2023 | Direct |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 57,500 | $524,400 | $9.12 | 05 Aug 2025 | Direct |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 57,301 | $522,585 | $9.12 | 05 Aug 2025 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 600,000 | $416,760 | $0.6946 | 31 May 2022 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 575,000 | $399,395 | $0.6946 | 31 May 2022 | Direct |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 360,000 | $371,484 | $1.03 | 18 Aug 2023 | By A.G. Family L.P. |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 258,055 | $266,287 | $1.03 | 17 Aug 2023 | By family members and related entities |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 250,000 | $257,975 | $1.03 | 17 Aug 2023 | By Tomsat Investment & Trading Co., Inc. |
| REALNETWORKS INC | 10%+ Owner | Common Stock | 75,000 | $52,095 | $0.6946 | 31 May 2022 | By spouse |
| SAFEGUARD SCIENTIFICS INC | 10%+ Owner | Common Stock | 25,000 | $25,798 | $1.03 | 17 Aug 2023 | By spouse |
| ARK RESTAURANTS CORP | 10%+ Owner | Common Stock | 1,000 | $9,120 | $9.12 | 05 Aug 2025 | By spouse |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| ARKR | ARK RESTAURANTS CORP | 05 Aug 2025 | 3 | +$401,092 | 4 | 10%+ Owner | 07 Aug 2025, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 20 May 2024 | 4 | +$288,800 | 4 | 10%+ Owner | 22 May 2024, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 14 May 2024 | 6 | +$287,020 | 4 | 10%+ Owner | 16 May 2024, 18:00 |
| SFES | SAFEGUARD SCIENTIFICS INC | 17 Aug 2023 | 6 | +$36,337 | 4 | 10%+ Owner | 21 Aug 2023, 18:20 |
| SFES | SAFEGUARD SCIENTIFICS INC | 11 Apr 2023 | 3 | +$168,439 | 4 | 10%+ Owner | 13 Apr 2023, 16:56 |
| SFES | SAFEGUARD SCIENTIFICS INC | 14 Mar 2023 | 5 | +$226,982 | 4 | 10%+ Owner | 16 Mar 2023, 16:02 |
| ARKR | ARK RESTAURANTS CORP | 20 Dec 2022 | 3 | +$419,911 | 4 | 10%+ Owner | 22 Dec 2022, 16:43 |
| ARKR | ARK RESTAURANTS CORP | 02 Aug 2022 | 8 | +$773,097 | 4 | 10%+ Owner | 04 Aug 2022, 16:38 |
| ARKR | ARK RESTAURANTS CORP | 07 Jul 2022 | 6 | +$1,372,709 | 4 | 10%+ Owner | 11 Jul 2022, 16:10 |
| ARKR | ARK RESTAURANTS CORP | 24 Jun 2022 | 4 | +$449,120 | 4 | 10%+ Owner | 28 Jun 2022, 19:29 |
| SFES | SAFEGUARD SCIENTIFICS INC | 21 Jun 2022 | 4 | +$1,036,586 | 4 | 10%+ Owner | 23 Jun 2022, 16:57 |
| ARKR | ARK RESTAURANTS CORP | 10 Jun 2022 | 3 | +$136,289 | 4 | 10%+ Owner | 14 Jun 2022, 16:05 |
| SFES | SAFEGUARD SCIENTIFICS INC | 09 Jun 2022 | 3 | +$209,703 | 4 | 10%+ Owner | 13 Jun 2022, 16:05 |
| ARKR | ARK RESTAURANTS CORP | 02 Jun 2022 | 0 | $0 | 3 | 10%+ Owner | 08 Jun 2022, 18:26 |
| /report/000089924322020689-satterfield-thomas-a-jr-2022-05-31 | REALNETWORKS INC | 31 May 2022 | 2 | +$126,707 | 4 | 10%+ Owner | 02 Jun 2022, 16:27 |
| /report/000089924322019920-satterfield-thomas-a-jr-2022-05-25 | REALNETWORKS INC | 25 May 2022 | 2 | +$150,981 | 4 | 10%+ Owner | 27 May 2022, 16:03 |
| SFES | SAFEGUARD SCIENTIFICS INC | 25 May 2022 | 2 | +$101,468 | 4 | 10%+ Owner | 27 May 2022, 15:59 |
| /report/000089924322019524-satterfield-thomas-a-jr-2022-05-23 | REALNETWORKS INC | 23 May 2022 | 4 | +$247,345 | 4 | 10%+ Owner | 25 May 2022, 19:20 |
| SFES | SAFEGUARD SCIENTIFICS INC | 23 May 2022 | 4 | +$118,211 | 4 | 10%+ Owner | 25 May 2022, 19:17 |
| /report/000089924322018111-satterfield-thomas-a-jr-2022-05-09 | REALNETWORKS INC | 09 May 2022 | 0 | $0 | 3 | 10%+ Owner | 16 May 2022, 15:25 |
| SFES | SAFEGUARD SCIENTIFICS INC | 06 May 2022 | 0 | $0 | 3 | 10%+ Owner | 16 May 2022, 16:11 |