Thomas A. Satterfield Jr. - 31 May 2022 Form 4 Insider Report for REALNETWORKS INC

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 31 May 2022
Net transaction value: +$126,707
SEC form: 4
Accepted by SEC: 02 Jun 2022, 16:27:31 UTC
Prior SEC filing: 27 May 2022
Next SEC filing: 08 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Thomas A. Satterfield, Jr.

Key filing fact

Thomas A. Satterfield Jr. filed Form 4 for REALNETWORKS INC on 02 Jun 2022.

Key facts

This page summarizes Thomas A. Satterfield Jr.'s Form 4 filing for REALNETWORKS INC.
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Jun 2022, 16:27.

Change

Previous filing in this sequence was filed on 27 May 2022.
Current net transaction value: +$126,707.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RNWK transaction

Common Stock

Purchase

Transaction value: $69,436
Shares: +113,830
Change %: +4.8%
Price: $0.6100
Shares after: 2,502,782
Date: 31 May 2022
Ownership: By Caldwell Mill Opportunity Fund
Footnotes: F1

RNWK transaction

Common Stock

Purchase

Transaction value: $57,271
Shares: +90,906
Change %: +3.6%
Price: $0.6300
Shares after: 2,593,688
Date: 01 Jun 2022
Ownership: By Caldwell Mill Opportunity Fund
Footnotes: F2

RNWK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 575,000
Date: 31 May 2022
Ownership: Direct
Footnotes: F3

RNWK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 75,000
Date: 31 May 2022
Ownership: By spouse

RNWK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 600,000
Date: 31 May 2022
Ownership: By Tomsat Investment & Trading Co., Inc.

RNWK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,000,000
Date: 31 May 2022
Ownership: By A.G. Family L.P.
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.605 to $0.610. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Footnote F2

The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.622 to $0.634. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Footnote F3

Includes 100,000 shares held jointly with the reporting person's spouse.

Footnote F4

The reporting person controls the general partner of the partnership that owns the reported securities.

SEC remarks

Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.