| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SFE | Common Stock | Purchase | $270K | +229K | +93.09% | $1.18 | 475K | Aug 17, 2023 | Direct | F1, F2 |
| transaction | SFE | Common Stock | Purchase | $17.9K | +15K | +150% | $1.19 | 25K | Aug 17, 2023 | By spouse | F3 |
| transaction | SFE | Common Stock | Sale | -$147K | -124K | -24.49% | $1.18 | 383K | Aug 17, 2023 | By A.G. Family L.P. | F4, F5 |
| transaction | SFE | Common Stock | Sale | -$137K | -117K | -31.2% | $1.17 | 258K | Aug 17, 2023 | By family members and related entities | F6, F7, F8 |
| transaction | SFE | Common Stock | Purchase | $58.5K | +50K | +10.53% | $1.17 | 525K | Aug 18, 2023 | Direct | F9, F10 |
| transaction | SFE | Common Stock | Sale | -$26.8K | -22.9K | -5.98% | $1.17 | 360K | Aug 18, 2023 | By A.G. Family L.P. | F5 |
| holding | SFE | Common Stock | 250K | Aug 17, 2023 | By Tomsat Investment & Trading Co., Inc. | ||||||
| holding | SFE | Common Stock | 672K | Aug 17, 2023 | By Caldwell Mill Opportunity Fund |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F2 | Includes 100,000 shares held jointly with the reporting person's spouse. |
| F3 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F4 | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The reporting person controls the general partner of the partnership that owns the reported securities. |
| F6 | The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.17 to $1.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (100,000 shares); the reporting person's sister (16,500 shares); the reporting person's brother-in-law (15,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (2,500 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares); the reporting person's second step-sister (2,000 shares); |
| F8 | (Continued from footnote 7) and the reporting person's third step-sister and spouse (16,000 shares). The reporting person's prior power of attorney over the 31,555 shares held by his brother was terminated. The reporting person's limited powers of attorney over the 40,555 shares for the reporting person's step-brother and his spouse, which were held via a limited partnership, remained in place; however, the shares were transferred directly to his step-brother and spouse from the limited partnership and no longer fall under the scope of the power of attorney. |
| F9 | The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| F10 | Includes 125,000 shares held jointly with the reporting person's spouse. |
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.