Filer Snapshot

First Trust Capital Management L.P.

CIK 0001604488. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

208

Latest filing

13 Nov 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q3 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

SPCX

$533.13M reported value

Open holding

13D/G large stake

Invesco Real Estate Income Trust Inc.

30 Sep 2026 · 47% ownership

Open 13D/G

Insider / owner context

First Trust Hedged Strategies Fund

31 Mar 2026 · $324.2K

Open owner page
Source: SEC Schedule 13D/G

SCHEDULE 13G/A filed on 13 Nov 2026 for CIK 0001604488.

View source filing
Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$2.08B

Quarterly institutional holdings reported on Form 13F; not total AUM.

Forms 3/4/5 positions$537.3K

Reporting-owner positions with enough filing detail to estimate value.

Latest reported 13F value

13F
$2.08B

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Source: SEC Form 13FScope: U.S.-listed equity holdings

Forms 3/4/5 position value

3/4/5
$537.3K

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest 13F holdings

13F
SPCX WBD ATKR CZR CBZ
+15 moreLXP ITGR BLFS ACVA BZH HZO QRVO UTZ ACA BWMN ROKU WEAV TCBK SDHI DMII

Largest symbols in the latest parsed Form 13F information table.

Freshness: Latest parsed 13F period

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

First Trust Hedged Strategies Fund First Trust Private Assets Fund First Trust Real Assets Fund First Trust Private Credit Fund FT Vest Total Return Income Fund: Series A2

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

SPCX WBD ATKR CZR CBZ LXP ITGR BLFS
+12 moreACVA BZH HZO QRVO UTZ ACA BWMN ROKU WEAV TCBK SDHI DMII

Largest active 13G stakes

Passive or institutional large-stake positions disclosed in parsed Schedule 13G filings.

ARIS AAM BACQ AACT VACH PSBD
+14 moreDMAA HOND VCIC VNME TVA SDHI HYAC LEGT RAC MACI ANSC SIMA MBAV GRAF
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
225 W. Wacker Drive, 21 St Floor, Chicago, IL, 60606
EDGAR profile Static EDGAR fields kept behind disclosure so the main profile stays readable. 3 profile fields available
Incorporated in
DE
Fiscal year end
31 December
Former names on EDGAR
Vivaldi Asset Management, LLC (to 16 Aug 2021)

Filer intelligence

What SEC filings say about First Trust Capital Management L.P.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $2.08B across 185 reported holdings for Q3 2026.
  • Largest parsed 13F holding: SPCX at $533.13M.
  • 5 recent 13D/G stake rows found; top row is Invesco Real Estate Income Trust Inc. at 47% ownership.
  • Forms 3/4/5 show insider context for First Trust Hedged Strategies Fund worth $324.2K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 185 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes 5 rows

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q3 2026 - 06 Nov 2026

Top 5 concentration

46%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$953.7M

Compared with $2.08B total 13F value.

Top 5 net change

+$941.83M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: SPCX · Largest trim: TMHC

SPCX WBD ATKR CZR CBZ Other holdings

SPCX

25.7%

Space Exploration Techn Corp

$533.13M

WBD

6.7%

Warner Bros Discovery Inc

$138.22M

ATKR

6.1%

Atkore Inc

$126.33M

CZR

3.9%

Caesars Entertainment Inc Ne

$81.67M

CBZ

3.6%

Cbiz Inc

$74.35M

13D/G large-stake context

Invesco Real Estate Income Trust Inc.

30 Sep 2026 · Class I Common Stock, par value $0.0001 per share ("Common Stock")

47%
Issuer page 13D/G history

PLCI

30 Sep 2026 · Ordinary Shares, par value $0.0001 per share ("Ordinary Shares")

5.2%
Issuer page 13D/G history

RFAI

30 Sep 2026 · Ordinary Shares, par value $0.0001 per share ("Ordinary Shares")

5%
Issuer page 13D/G history

LPAA

30 Sep 2026 · Class A Ordinary Shares, par value $0.0001 per share ("Ordinary Shares")

0%
Issuer page 13D/G history

Forms 3/4/5 insider context

First Trust Hedged Strategies Fund

31 Mar 2026

$324.2K
Issuer page Owner page

First Trust Private Assets Fund

31 Mar 2026

$111.7K
Issuer page Owner page

First Trust Real Assets Fund

31 Mar 2026

$100.2K
Issuer page Owner page

First Trust Private Credit Fund

31 Mar 2026

$1.2K
Issuer page Owner page

Latest update

What changed recently for First Trust Capital Management L.P.

New filing available

Latest Schedule 13D/G period: 30 Sep 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

13 Nov 2026

Page type

Filer profile

Latest period

30 Sep 2026

Schedule 13D/G context is visible from filings filed on 13 Nov 2026.

Open filer profile Browse recent public updates

Benchmark Context

Benchmark context for this company

First Trust Capital Management L.P. has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest Schedule 13D/G period: 30 Sep 2026. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

Open company facts Browse metric rankings

SEC filing record

CIK 0001604488 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
208
First seen
06 May 2016
Latest filing
13 Nov 2026
Entity
Company

Observed form types

13F-HR 13F-HR/A 3 4 5 SCHEDULE 13G SCHEDULE 13G/A

CIK-linked evidence first

First Trust Capital Management L.P. SEC filings First Trust Capital Management L.P. 13F portfolio First Trust Capital Management L.P. 13D/G history First Trust Capital Management L.P. owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 208 SEC filings for First Trust Capital Management L.P..

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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
13 Nov 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
13 Nov 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
13 Nov 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
13 Nov 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
13 Nov 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
06 Nov 2026
Reporting date
30 Sep 2026
SEC evidence
Open document Open filing
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
04 Sep 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
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SCHEDULE 13G

SCHEDULE 13G filing

Filing date
04 Sep 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
04 Sep 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
14 Aug 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
14 Aug 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
14 Aug 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
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