Comparable stake leader
First Trust Capital Partners LLC
SEC ownership of First Trust Private Assets Fund
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001912938.
Disclosed value leader
Eisenberg Chad
Comparable rows
0/6
Latest evidence
31 Mar 2026
- Parsed ownership sources
-
3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
First Trust Capital Partners LLC
Ranking: Comparable ownership first, then disclosed value
- Latest parsed ownership date
-
31 Mar 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001912938
- Issuer location
- Milwaukee, WI
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of First Trust Private Assets Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
First Trust Capital Partn...
Disclosed value leader
Eisenberg Chad
Comparable rows
0/6
Latest evidence
31 Mar 2026
3/4/5
Highest disclosed value: $111,721
6 rows are not safely comparable across share classes.
Quick read
Eisenberg Chad has the largest disclosed position value at $111.7K.
0 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Eisenberg Chad's linked filing trail.
Disclosed position value
Top 3
Eisenberg Chad
$111.7K
Michael D. Peck
$111.7K
First Trust Capital Management L.P.
$111.7K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 6 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| First Trust Capital Partners LLC |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
3,305,000 shares
|
— | 30 Aug 2023 |
| David A. Sternberg |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
10,000 shares
|
— | 03 Jan 2023 |
| Randal L. Golden |
3/4/5
10%+ Owner
|
—
class O/S missing
|
—
10,000 shares
|
— | 03 Jan 2023 |
| Eisenberg Chad |
3/4/5
TREASURER
|
—
class O/S missing
|
$111,721
353,840 shares
|
— | 31 Mar 2026 |
| Michael D. Peck |
3/4/5
PRESIDENT
|
—
class O/S missing
|
$111,721
353,840 shares
|
— | 31 Mar 2026 |
| First Trust Capital Management L.P. |
3/4/5
ADVISER
|
—
class O/S missing
|
$111,721
10,186 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 23 Aug 2025.
Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 0
Shares: 0
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-15 of 15 reporting-owner rows connected to First Trust Private Assets Fund. Open a relationship link for the CIK-to-CIK filing trail.
Rows
15
Largest Forms 3/4/5 holder
Michael D. Peck
Net 12M change
$0
Latest report
31 Mar 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Michael D. Peck | President | $111,721 | Mixed | 31 Mar 2026 | ||
| First Trust Capital Management L.P. | Adviser | $111,721 | Mixed | 31 Mar 2026 | ||
| Eisenberg Chad | Treasurer | $111,721 | Mixed | 31 Mar 2026 | ||
| First Trust Capital Partners LLC | 10%+ Owner | Mixed | 30 Aug 2023 | |||
| Jonathan R. Phillips | Officer | Mixed | 10 Nov 2016 | |||
| Robert Seyferth | Director | Mixed | 09 Jan 2023 | |||
| Ann Maurer | Secretary | Mixed | 09 Jan 2023 | |||
| James A. Bowen | Director | Mixed | 16 Dec 2006 | |||
| Randal L. Golden | 10%+ Owner | Mixed | 03 Jan 2023 | |||
| David A. Sternberg | 10%+ Owner | Mixed | 03 Jan 2023 | |||
| Bernadette Murphy | Cco | Mixed | 09 Jan 2023 | |||
| Terrance P. Gallagher | Director | Mixed | 09 Jan 2023 | |||
| David G. Lee | Director | Mixed | 09 Jan 2023 | |||
| Gary Shugrue | Director | Mixed | 09 Jan 2023 | |||
| VFT Holdings LP | 10%+ Owner | Mixed | 03 Jan 2023 |
Recent insider transactions for First Trust Private Assets Fund
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Michael D. Peck | Common Shares | Other | 0.47% | 47.93 | 10,186 | 30 Jan 2026 | FIRST TRUST CAPITAL MANAGEMENTL.P. | |||
| Eisenberg Chad | Common Shares | Other | 0.47% | 47.93 | 10,186 | 30 Jan 2026 | FIRST TRUST CAPITAL MANAGEMENT L.P. | |||
| First Trust Capital Management L.P. | Common Shares | Other | 0.47% | 47.93 | 10,186 | 30 Jan 2026 | Direct |
* marks a reported price that did not pass the local price check.