Lester R. Brafman SEC EDGAR Filings (CIK 0001578554)

SEC EDGAR filings, ownership reports, and insider transactions for Lester R. Brafman.

Business address
C/O Institutional Financial Markets, Inc, 2929 Arch Street, 17 Th Floor, Philadelphia, PA, 19104
Top holdings (ownership)
COHN
Top holdings (Schedule 13D)
COHN
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Lester R. Brafman has filed 36 SEC EDGAR filings since 06 Jun 2013

Latest Filings

Recent SEC filings for Lester R. Brafman including 4, SCHEDULE 13D/A, SC 13D/A and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 19 Dec 2025 19 Dec 2025 001-32026
SCHEDULE 13D/A Open SCHEDULE 13D/A document View SEC filing for SCHEDULE 13D/A 02 Dec 2025
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 05 Feb 2025 05 Feb 2025 001-32026
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2024 20 Dec 2024 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Dec 2024
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Feb 2024 01 Feb 2024 001-32026
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 21 Dec 2023 21 Dec 2023 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 04 Dec 2023
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 02 Feb 2023 01 Feb 2022 001-32026
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2022 20 Dec 2022 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 05 Dec 2022
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 20 Dec 2021 20 Dec 2021 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Dec 2021
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 29 Oct 2021 28 Oct 2021 001-32026
SC 13D Open SC 13D document View SEC filing for SC 13D SCHEDULE 13D 16 Feb 2021
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 04 Feb 2021 03 Feb 2021 001-32026
4 Open 4 document View SEC filing for 4 OWNERSHIP DOCUMENT 03 Feb 2021 01 Feb 2021 001-32026
4 Open 4 document View SEC filing for 4 4 23 Oct 2020 22 Oct 2020 001-32026
4 Open 4 document View SEC filing for 4 4 17 Aug 2020 13 Aug 2020 001-32026
4 Open 4 document View SEC filing for 4 4 13 Feb 2020 13 Feb 2020 001-32026
4 Open 4 document View SEC filing for 4 4 03 Feb 2020 31 Jan 2020 001-32026
4 Open 4 document View SEC filing for 4 4 14 Feb 2019 13 Feb 2019 001-32026
4 Open 4 document View SEC filing for 4 4 05 Feb 2019 31 Jan 2019 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Dec 2018
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 23 Feb 2018
4 Open 4 document View SEC filing for 4 4 23 Feb 2018 21 Feb 2018 001-32026
4 Open 4 document View SEC filing for 4 4 21 Feb 2017 17 Feb 2017 001-32026
4 Open 4 document View SEC filing for 4 4 02 Feb 2017 31 Jan 2017 001-32026
SC 13D/A Open SC 13D/A document View SEC filing for SC 13D/A SC 13D/A 03 Oct 2016
4 Open 4 document View SEC filing for 4 4 16 Feb 2016 12 Feb 2016 001-32026
4 Open 4 document View SEC filing for 4 4 03 Feb 2016 31 Jan 2016 001-32026
SC 13D Open SC 13D document View SEC filing for SC 13D SC 13D 01 Oct 2015
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 17 Feb 2015 12 Feb 2015 001-32026
4 Open 4 document View SEC filing for 4 BRAFMAN FORM 4 10 Jun 2014 10 Jun 2014 001-32026
4 Open 4 document View SEC filing for 4 BRAFMAN FORM 4 03 Dec 2013 30 Nov 2013 001-32026
3 Open 3 document View SEC filing for 3 BRAFMAN FORM 3 06 Jun 2013 03 Jun 2013 001-32026

About this filer

Lester R. Brafman files with the SEC under CIK 0001578554. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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