Filer Snapshot

Ray A. Rothrock SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001500899.

Entity Type

Individual

Total Filings

28

Latest Filing

18 Mar 2026

Industry

n/a

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Go to latest filings table Open reporting owner context
Source: SEC Forms 3/4/5

3 filed on 18 Mar 2026 for CIK 0001500899.

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Business address
3340 Hillview Avenue, Palo Alto, CA, 94304
Top holdings (ownership)
ROKU, CHKP, and LEU

Quick Takeaways

  • Ray A. Rothrock is an SEC filer tracked under CIK 0001500899.
  • 28 filings are listed on this profile.
  • Common form coverage includes 3, 4, 144.

What Changed

  • Latest filing: 3 filed on 18 Mar 2026.
  • Report period: 18 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Source Evidence

Source: SEC Forms 3/4/5

3 filed on 18 Mar 2026 for CIK 0001500899.

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Return Loop

Why revisit this filer page

A newly filed 3 can change the filing history, ownership context, or next research path for Ray A. Rothrock.

Latest source-backed update
3 filed 18 Mar 2026
Why come back
Revisit after a new SEC filing appears to compare the updated record with prior filings.
  • Latest filing on record: 3 filed 18 Mar 2026.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.

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Latest update

What changed recently for Ray A. Rothrock

Ownership report updated

Latest ownership report period: 18 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

18 Mar 2026

Page type

Ownership filings

Latest period

18 Mar 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Mar 2026.

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Filer Overview

Ray A. Rothrock has filed 28 SEC EDGAR filings since 08 Sep 2010. Common forms include 3, 4, 144.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Ray A. Rothrock with direct links to document and filing folders.

3 File 000-28584

3 filing

Filing date
18 Mar 2026
Reporting date
18 Mar 2026
SEC evidence
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4 File 001-14287

FORM 4

Filing date
24 Jun 2025
Reporting date
20 Jun 2025
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4 File 001-38211

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date
13 Jun 2025
Reporting date
11 Jun 2025
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4 File 001-38211

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date
09 Jun 2025
Reporting date
06 Jun 2025
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4 File 001-14287

4 filing

Filing date
24 Jun 2024
Reporting date
20 Jun 2024
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3 File 001-14287

3 filing

Filing date
21 Jun 2024
Reporting date
20 Jun 2024
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4 File 001-38211

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date
10 Jun 2024
Reporting date
06 Jun 2024
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144

144 filing

Filing date
12 Jan 2024
Reporting date
Not listed
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144

144 filing

Filing date
13 Dec 2023
Reporting date
Not listed
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144

144 filing

Filing date
20 Sep 2023
Reporting date
Not listed
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4 File 001-38211

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filing date
12 Jun 2023
Reporting date
08 Jun 2023
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
13 Jun 2022
Reporting date
09 Jun 2022
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
14 Jun 2021
Reporting date
10 Jun 2021
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
17 Nov 2020
Reporting date
13 Nov 2020
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
17 Jun 2020
Reporting date
15 Jun 2020
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
12 Jun 2020
Reporting date
10 Jun 2020
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
27 May 2020
Reporting date
22 May 2020
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
04 Sep 2019
Reporting date
30 Aug 2019
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
18 Jun 2019
Reporting date
14 Jun 2019
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
24 May 2019
Reporting date
18 Mar 2019
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
18 Mar 2019
Reporting date
28 Mar 2018
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4 File 001-38211

PRIMARY DOCUMENT

Filing date
29 May 2018
Reporting date
24 May 2018
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4 File 001-38211

FORM 4 SUBMISSION

Filing date
19 Dec 2017
Reporting date
15 Dec 2017
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3 File 001-38211

FORM 3 SUBMISSION

Filing date
27 Sep 2017
Reporting date
27 Sep 2017
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4 File 001-35469

MAIN DOCUMENT DESCRIPTION

Filing date
05 Apr 2012
Reporting date
02 Apr 2012
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3 File 001-35469

MAIN DOCUMENT DESCRIPTION

Filing date
27 Mar 2012
Reporting date
27 Mar 2012
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4 File 001-33368

MAIN DOCUMENT DESCRIPTION

Filing date
02 Jun 2011
Reporting date
02 Jun 2011
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3 File 001-33368

MAIN DOCUMENT DESCRIPTION

Filing date
08 Sep 2010
Reporting date
27 Aug 2010
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About this filer

Ray A. Rothrock files with the SEC under CIK 0001500899. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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