Filer Snapshot

Ray A. Rothrock SEC EDGAR Filings

SEC filings, ownership reports, and insider transactions for CIK 0001500899.

Entity Type

Individual

Total Filings

28

Latest Filing

18 Mar 2026

Industry

n/a

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Review latest filings on this page Open reporting owner context
Business address
3340 Hillview Avenue, Palo Alto, CA, 94304
Top holdings (ownership)
ROKU, CHKP, and LEU

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Quick Takeaways

  • Ray A. Rothrock is an SEC filer tracked under CIK 0001500899.
  • 28 filings are listed on this profile.
  • Common form coverage includes 3, 4, 144.

What Changed

  • Latest filing: 3 filed on 18 Mar 2026.
  • Report period: 18 Mar 2026.

Why This Matters

  • You can quote filing dates and form types directly from the SEC record on this page.
  • Use this profile before deeper ownership or insider analysis to confirm filing history context.

Official SEC Source

Official SEC Source

SEC EDGAR submissions for CIK 0001500899.

See Original Filing

Filer Overview

Ray A. Rothrock has filed 28 SEC EDGAR filings since 08 Sep 2010. Common forms include 3, 4, 144.

Reporting owner transactions Latest 13F filings

Latest Filings

Recent SEC filings for Ray A. Rothrock with direct links to document and filing folders.

Form type Document Filing Description Filing date Reporting date File number(s)
3 Open 3 document View SEC filing for 3 18 Mar 2026 18 Mar 2026 000-28584
4 Open 4 document View SEC filing for 4 FORM 4 24 Jun 2025 20 Jun 2025 001-14287
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 13 Jun 2025 11 Jun 2025 001-38211
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 09 Jun 2025 06 Jun 2025 001-38211
4 Open 4 document View SEC filing for 4 24 Jun 2024 20 Jun 2024 001-14287
3 Open 3 document View SEC filing for 3 21 Jun 2024 20 Jun 2024 001-14287
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 10 Jun 2024 06 Jun 2024 001-38211
144 Open 144 document View SEC filing for 144 12 Jan 2024
144 Open 144 document View SEC filing for 144 13 Dec 2023
144 Open 144 document View SEC filing for 144 20 Sep 2023
4 Open 4 document View SEC filing for 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES 12 Jun 2023 08 Jun 2023 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 13 Jun 2022 09 Jun 2022 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Jun 2021 10 Jun 2021 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Nov 2020 13 Nov 2020 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Jun 2020 15 Jun 2020 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Jun 2020 10 Jun 2020 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 27 May 2020 22 May 2020 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 04 Sep 2019 30 Aug 2019 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Jun 2019 14 Jun 2019 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 24 May 2019 18 Mar 2019 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Mar 2019 28 Mar 2018 001-38211
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 29 May 2018 24 May 2018 001-38211
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Dec 2017 15 Dec 2017 001-38211
3 Open 3 document View SEC filing for 3 FORM 3 SUBMISSION 27 Sep 2017 27 Sep 2017 001-38211
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 05 Apr 2012 02 Apr 2012 001-35469
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 27 Mar 2012 27 Mar 2012 001-35469
4 Open 4 document View SEC filing for 4 MAIN DOCUMENT DESCRIPTION 02 Jun 2011 02 Jun 2011 001-33368
3 Open 3 document View SEC filing for 3 MAIN DOCUMENT DESCRIPTION 08 Sep 2010 27 Aug 2010 001-33368

About this filer

Ray A. Rothrock files with the SEC under CIK 0001500899. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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