Filer Snapshot

David B. Smith Jr.

CIK 0001478669. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

30

Latest filing

02 Feb 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for NTRS. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 02 Feb 2026 for CIK 0001478669.

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Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

Forms 3/4/5 positions$187.95M

Reporting-owner positions with enough filing detail to estimate value.

Forms 3/4/5 position value

3/4/5
$187.95M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

NTRS ITW
How to read these SEC ownership signals
  • Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different SEC disclosure questions.
  • Open the linked research path when you need the filing, CIK, issuer, or CUSIP trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
50 South Lasalle Street, Chicago, IL, 60603

Filer intelligence

What SEC filings say about David B. Smith Jr.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for NTRS worth $151.57M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

NTRS

30 Apr 2026

$151.57M
Issuer page Owner page

ITW

08 May 2026

$36.38M
Issuer page Owner page

Latest update

What changed recently for David B. Smith Jr.

Ownership report updated

Latest ownership report period: 08 May 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

12 May 2026

Page type

Ownership filings

Latest period

08 May 2026

Ownership context was refreshed from SEC Forms 3/4/5 filed on 12 May 2026.

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SEC filing record

CIK 0001478669 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
30
First seen
11 May 2021
Latest filing
02 Feb 2026
Entity
Individual

Observed form types

4

CIK-linked evidence first

David B. Smith Jr. SEC filings David B. Smith Jr. owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 30 SEC filings for David B. Smith Jr..

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4

4 filing

Filing date
02 Feb 2026
Reporting date
30 Jan 2026
SEC evidence
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4

4 filing

Filing date
12 Nov 2025
Reporting date
07 Nov 2025
SEC evidence
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4

4 filing

Filing date
04 Nov 2025
Reporting date
31 Oct 2025
SEC evidence
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4

4 filing

Filing date
01 Dec 2023
Reporting date
29 Nov 2023
SEC evidence
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4

4 filing

Filing date
07 Nov 2023
Reporting date
03 Nov 2023
SEC evidence
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4

4 filing

Filing date
01 Nov 2023
Reporting date
31 Oct 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
08 Aug 2023
Reporting date
04 Aug 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
02 Aug 2023
Reporting date
31 Jul 2023
SEC evidence
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4

4 filing

Filing date
09 May 2023
Reporting date
05 May 2023
SEC evidence
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4

4 filing

Filing date
02 May 2023
Reporting date
28 Apr 2023
SEC evidence
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4

4 filing

Filing date
27 Apr 2023
Reporting date
25 Apr 2023
SEC evidence
Open document Open filing
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4

4 filing

Filing date
07 Feb 2023
Reporting date
03 Feb 2023
SEC evidence
Open document Open filing
Next action
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