| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Report Date |
|---|---|---|---|---|---|
| Shaolin Capital Management LLC | 10%+ Owner | $3,488,000 | 01 Dec 2022 | ||
| COWEN INC. | 10%+ Owner | $2,101,554 | 21 Jun 2024 | ||
| MIZUHO SECURITIES USA LLC | 10%+ Owner | $1,891,956 | 11 Dec 2023 | ||
| WOLVERINE ASSET MANAGEMENT LLC | Not 10% owner | $1,690,089 | 24 Jan 2024 | ||
| Canna-Global LLC | 10%+ Owner | 30 Nov 2021 | |||
| George Koi Ming Yap | Chief Financial Officer, Director | 30 Nov 2021 | |||
| Subramaniam Thavaraj | Director | 30 Nov 2021 | |||
| Dr. Wian Stander | Director | 30 Nov 2021 | |||
| Peng Kong | Director | 30 Nov 2021 | |||
| Kah Yong Tham | Director | 30 Nov 2021 | |||
| J. Gerald Combs | Chief Executive Officer, Director | 30 Nov 2021 |
| Insider | Symbol | Class | Transaction | % | Value $ | * Price $ | Shares | Shares Owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Cowen Inc. | Class A Common Stock | Purchase | 119.2% | $29,400 | $10.50 | 2,800 | 5,148 | 24 Jun 2024 | By Cowen and Company, LLC | |
| Cowen Inc. | Class A Common Stock | Sale | -2.5% | $54,500 | $10.90 | -5,000 | 195,000 | 18 Dec 2023 | By Cowen Financial Products LLC (1),(2), (3) | |
| Mizuho Securities Usa Llc | Common Stock | Sale | 40.6% | $546,440 | $10.89 | 50,198 | 173,802 | 11 Dec 2023 | Direct | |
| Shaolin Capital Management LLC | Class A Common Stock | Sale | 128.6% | $1,868,400 | $10.38 | 180,000 | 320,000 | 26 Jan 2023 | Direct |