A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

How often is this page updated?

Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

Patrick J. Griffin

CIK 0001463197. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

106

Latest Filing

15 Apr 2026

Industry

n/a

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Best next click

Start with the summary below, then verify the strongest source-backed page for this filer.

Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.

Open reporting owner context

Source: SEC Schedule 13D/G

SCHEDULE 13D filed on 15 Apr 2026 for CIK 0001463197.

View Source Filing

Business address: 817 Maxwell Avenue, Evansville, IN, 47711
Top holdings (ownership): ESCA
Top holdings (Schedule 13D): ESCA
Top holdings (Schedule 13G): ESCA

Filer intelligence

What SEC filings say about Patrick J. Griffin

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

1 recent 13D/G stake row found; top row is ESCA at 21% ownership.
Forms 3/4/5 show insider context for ESCA worth $48.6M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open

13D/G stakes 1 rows

Beneficial ownership and large-stake disclosures.

Open

Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

13D/G large-stake context

ESCA

31 Dec 2024 · Common Stock

21%

Issuer page 13D/G history

Forms 3/4/5 insider context

ESCA

03 Apr 2026 · PRESIDENT & CEO · 10% owner

$48.6M

Issuer page Owner page

Latest update

What changed recently for Patrick J. Griffin

New filing available

Latest Schedule 13D/G period: 31 Dec 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

15 Apr 2026

Page type

Filer profile

Latest period

31 Dec 2024

Schedule 13D/G context is visible from filings filed on 15 Apr 2026.

Open filer profile Browse recent public updates

Filer Overview

Patrick J. Griffin has filed 106 SEC EDGAR filings since 15 Dec 2009. Common forms include SCHEDULE 13D, 4, SCHEDULE 13G/A, SC 13G/A and more.

Patrick J. Griffin SEC filings Patrick J. Griffin 13D/G history Patrick J. Griffin owner filings

Latest Filings

Recent SEC filings for Patrick J. Griffin with direct links to document and filing folders.

SCHEDULE 13D

SCHEDULE 13D filing

Filing date: 15 Apr 2026
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 07 Apr 2026
Reporting date: 03 Apr 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 12 Mar 2026
Reporting date: 11 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 09 Mar 2026
Reporting date: 05 Mar 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 03 Mar 2026
Reporting date: 27 Feb 2026
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 06 Jun 2025
Reporting date: 05 Jun 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 04 Apr 2025
Reporting date: 03 Apr 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 12 Mar 2025
Reporting date: 11 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 04 Mar 2025
Reporting date: 02 Mar 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date: 14 Feb 2025
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 04 Apr 2024
Reporting date: 03 Apr 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 05 Mar 2024
Reporting date: 02 Mar 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SCHEDULE 13G/A

Filing date: 09 Feb 2024
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 14 Dec 2023
Reporting date: 14 Dec 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 06 Mar 2023
Reporting date: 02 Mar 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SCHEDULE 13G/A

Filing date: 10 Feb 2023
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 27 Dec 2022
Reporting date: 23 Dec 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 08 Mar 2022
Reporting date: 06 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 04 Mar 2022
Reporting date: 02 Mar 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SCHEDULE 13G/A

Filing date: 11 Feb 2022
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

4 filing

Filing date: 03 Jan 2022
Reporting date: 31 Dec 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 08 Mar 2021
Reporting date: 04 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 02 Mar 2021
Reporting date: 02 Mar 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

SCHEDULE 13G/A

Filing date: 12 Feb 2021
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 19 Jan 2021
Reporting date: 19 Jan 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 13 Aug 2020
Reporting date: 12 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 12 Aug 2020
Reporting date: 10 Aug 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-06966

OWNERSHIP DOCUMENT

Filing date: 29 Jun 2020
Reporting date: 23 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-06966

FORM 4/A -

Filing date: 25 Jun 2020
Reporting date: 23 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 25 Jun 2020
Reporting date: 23 Jun 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 18 May 2020
Reporting date: 15 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 14 May 2020
Reporting date: 13 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 12 May 2020
Reporting date: 11 May 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 09 Mar 2020
Reporting date: 08 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 05 Mar 2020
Reporting date: 04 Mar 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 27 Feb 2020
Reporting date: 26 Feb 2020
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 14 Feb 2020
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 08 Nov 2019
Reporting date: 07 Nov 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

FORM 4 -

Filing date: 08 Mar 2019
Reporting date: 06 Mar 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 28 Feb 2019
Reporting date: 26 Feb 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 13 Feb 2019
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 02 Jan 2019
Reporting date: 28 Dec 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 27 Jun 2018
Reporting date: 26 Jun 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 09 Mar 2018
Reporting date: 08 Mar 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 27 Feb 2018
Reporting date: 27 Feb 2018
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 13 Feb 2018
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 14 Dec 2017
Reporting date: 13 Dec 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 07 Mar 2017
Reporting date: 06 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 06 Mar 2017
Reporting date: 02 Mar 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-06966

PRIMARY DOCUMENT

Filing date: 27 Feb 2017
Reporting date: 27 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 27 Feb 2017
Reporting date: 27 Feb 2017
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

AMENDMENT NO. 6

Filing date: 13 Feb 2017
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 30 Dec 2016
Reporting date: 30 Dec 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 18 Aug 2016
Reporting date: 17 Aug 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 08 Mar 2016
Reporting date: 21 Dec 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 01 Mar 2016
Reporting date: 26 Feb 2016
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 16 Feb 2016
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Nov 2015
Reporting date: 02 Nov 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Mar 2015
Reporting date: 27 Feb 2015
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

FORM SC 13G/A

Filing date: 17 Feb 2015
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 04 Mar 2014
Reporting date: 03 Mar 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Mar 2014
Reporting date: 27 Feb 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 14 Feb 2014
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 30 Dec 2013
Reporting date: 27 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 05 Dec 2013
Reporting date: 04 Dec 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 21 Jun 2013
Reporting date: 14 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 07 Jun 2013
Reporting date: 06 Jun 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 24 May 2013
Reporting date: 23 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 20 May 2013
Reporting date: 16 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 06 May 2013
Reporting date: 02 May 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 05 Mar 2013
Reporting date: 01 Mar 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 20 Feb 2013
Reporting date: 19 Feb 2013
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

FORM SC 13G/A

Filing date: 14 Feb 2013
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 26 Dec 2012
Reporting date: 24 Dec 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Dec 2012
Reporting date: 30 Nov 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 09 May 2012
Reporting date: 08 May 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 05 Mar 2012
Reporting date: 02 Mar 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G/A

Filing date: 02 Feb 2012
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 20 Jan 2012
Reporting date: 18 Jan 2012
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 06 Sep 2011
Reporting date: 01 Sep 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 29 Aug 2011
Reporting date: 25 Aug 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 13 Jun 2011
Reporting date: 10 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 10 Jun 2011
Reporting date: 08 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 08 Jun 2011
Reporting date: 06 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 06 Jun 2011
Reporting date: 02 Jun 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 02 Jun 2011
Reporting date: 31 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 27 May 2011
Reporting date: 25 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 25 May 2011
Reporting date: 23 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 11 May 2011
Reporting date: 09 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 09 May 2011
Reporting date: 06 May 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 May 2011
Reporting date: 29 Apr 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 07 Mar 2011
Reporting date: 03 Mar 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Mar 2011
Reporting date: 01 Mar 2011
SEC evidence: Open document Open filing
Next action: Verify source filing

SC 13G

Filing date: 10 Feb 2011
Reporting date: Not listed
SEC evidence: Open document Open filing
Next action: Verify source filing

5/A File 000-06966

PRIMARY DOCUMENT

Filing date: 05 Jan 2011
Reporting date: 25 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

5 File 000-06966

PRIMARY DOCUMENT

Filing date: 04 Jan 2011
Reporting date: 25 Dec 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 29 Nov 2010
Reporting date: 24 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 22 Nov 2010
Reporting date: 18 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 19 Nov 2010
Reporting date: 17 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 17 Nov 2010
Reporting date: 15 Nov 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4/A File 000-06966

PRIMARY DOCUMENT

Filing date: 07 Sep 2010
Reporting date: 27 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 07 Sep 2010
Reporting date: 03 Sep 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 03 Sep 2010
Reporting date: 27 Aug 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 000-06966

PRIMARY DOCUMENT

Filing date: 02 Mar 2010
Reporting date: 26 Feb 2010
SEC evidence: Open document Open filing
Next action: Verify source filing

About this filer

Patrick J. Griffin files with the SEC under CIK 0001463197. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?: A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?: New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?: Updates follow new EDGAR submissions and periodic data refreshes.