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Rick D. Anderson
Filer Snapshot
Rick D. Anderson
CIK 0001445999 . SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Entity Type
Individual
Total Filings
27
Latest Filing
18 Sep 2024
Industry
n/a
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Open 13D/G or insider pages only when this CIK has those rows.
Business address
3600 N Capital Of Texas Hwy, Suite B180, Austin, TX, 78746
Top holdings (ownership)
APEN
Filer intelligence
What SEC filings say about Rick D. Anderson
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
Forms 3/4/5 show insider context for APEN worth $904.4K.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
XML parsed
13F portfolio
No rows yet
Quarterly institutional portfolio holdings.
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13D/G stakes
No rows yet
Beneficial ownership and large-stake disclosures.
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Forms 3/4/5
2 rows
Officer, director, and 10% owner holdings or transactions.
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Forms 3/4/5 insider context
APEN
14 Jun 2022 ยท 10% owner
$904.4K
Latest update
What changed recently for Rick D. Anderson
Ownership report updated
Latest ownership report period: 17 Sep 2024. Open the source-backed page to inspect the fresh filing or facts context.
Update date
18 Sep 2024
Page type
Ownership filings
Latest period
17 Sep 2024
Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Sep 2024.
Filer Overview
Rick D. Anderson has filed 27 SEC EDGAR filings since 25 Sep 2008.
Common forms include 4, 3.
Latest Filings
Recent SEC filings for Rick D. Anderson with direct links to document and filing folders.
4
File 001-38847
FORM 4
Filing date
18 Sep 2024
Reporting date
17 Sep 2024
Next action
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
21 Jun 2024
Reporting date
18 Jun 2024
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
23 Jun 2023
Reporting date
21 Jun 2023
Next action
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4
File 001-35706
FORM 4
Filing date
16 Jun 2022
Reporting date
14 Jun 2022
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
13 Jun 2022
Reporting date
09 Jun 2022
Next action
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
21 Jun 2021
Reporting date
17 Jun 2021
Next action
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4
File 001-35706
FORM 4
Filing date
21 Jun 2021
Reporting date
17 Jun 2021
Next action
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
09 Nov 2020
Reporting date
05 Nov 2020
Next action
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4
File 001-38847
PRIMARY DOCUMENT
Filing date
05 Oct 2020
Reporting date
01 Oct 2020
Next action
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3
File 001-38847
PRIMARY DOCUMENT
Filing date
05 Oct 2020
Reporting date
01 Oct 2020
Next action
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4
File 001-35706
FORM 4 SUBMISSION
Filing date
30 Nov 2017
Reporting date
15 Nov 2017
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4
File 001-35706
FORM 4 SUBMISSION
Filing date
25 Sep 2017
Reporting date
05 Sep 2017
Next action
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4
File 001-35706
FORM 4 -
Filing date
26 Jul 2017
Reporting date
25 Jul 2017
Next action
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4
File 001-35706
FORM 4 -
Filing date
26 Jul 2017
Reporting date
25 Jul 2017
Next action
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4
File 001-35706
FORM 4 -
Filing date
30 Dec 2016
Reporting date
29 Dec 2016
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4
File 001-35706
FORM 4 -
Filing date
30 Dec 2016
Reporting date
29 Dec 2016
Next action
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3
File 001-35706
FORM 3 -
Filing date
29 Dec 2016
Reporting date
29 Dec 2016
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3
File 001-35706
FORM 3 -
Filing date
29 Dec 2016
Reporting date
29 Dec 2016
Next action
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4
File 001-36545
FORM 4 SUBMISSION
Filing date
20 Jan 2015
Reporting date
19 Jan 2015
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4
File 001-36545
PRIMARY DOCUMENT
Filing date
26 Sep 2014
Reporting date
04 Sep 2014
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4
File 001-36545
FORM 4 SUBMISSION
Filing date
29 Jul 2014
Reporting date
29 Jul 2014
Next action
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3
File 001-36545
FORM 3 SUBMISSION
Filing date
23 Jul 2014
Reporting date
23 Jul 2014
Next action
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3
File 001-36545
FORM 3 SUBMISSION
Filing date
23 Jul 2014
Reporting date
23 Jul 2014
Next action
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4
File 000-22332
FORM 4 - 12/20/2010
Filing date
22 Dec 2010
Reporting date
20 Dec 2010
Next action
Verify source filing
About this filer
Rick D. Anderson files with the SEC under CIK 0001445999. This page aggregates EDGAR filings and related ownership activity.
FAQ
What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
CIK / security context first
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