Filer Snapshot

Karen E. Richards

CIK 0001414915. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

5

Latest filing

17 Feb 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for SOR. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

5 filed on 17 Feb 2026 for CIK 0001414915.

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Business address
11601 Wilshire Boulevard, Suite 1200, Los Angeles, CA, 90025

Filer intelligence

What SEC filings say about Karen E. Richards

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for SOR.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

SOR

31 Dec 2025

Issuer page Owner page

Latest update

What changed recently for Karen E. Richards

Ownership report updated

Latest ownership report period: 31 Dec 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Feb 2026

Page type

Ownership filings

Latest period

31 Dec 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 17 Feb 2026.

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SEC filing record

CIK 0001414915 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
5
First seen
12 Oct 2007
Latest filing
17 Feb 2026
Entity
Individual

Observed form types

5 3

CIK-linked evidence first

Karen E. Richards SEC filings Karen E. Richards owner filings Open SEC filing index

Latest Filings

Showing the latest 2 of 2 SEC filings for Karen E. Richards.

5 File 811-01731

OWNERSHIP DOCUMENT

Filing date
17 Feb 2026
Reporting date
31 Dec 2025
SEC evidence
Open document Open filing
Next action
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3 File 811-01731

PRIMARY DOCUMENT

Filing date
23 Jan 2019
Reporting date
01 Jan 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
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