Info
Insider Trading
Holders

Insider Transactions Reported by 20 Insiders of SOURCE CAPITAL /DE/

Symbol: SOR on NYSE
Location: Milwaukee, WI

Quick Takeaways

SOR - SOURCE CAPITAL /DE/ has 20 insiders with reported activity on this page.
No net insider buy/sell flow is currently reported for the last year.
Recent transaction rows are not currently available.

What Changed

No meaningful buy/sell imbalance is currently visible in the one-year window.
Activity will update as new Forms 3/4/5 are filed.

Why This Matters

This page gives a plain-language issuer insider context before you inspect transaction-level evidence.
Use the filing links below to verify timestamps, codes, and ownership impacts directly from SEC forms.

Source Evidence

Filed on Form 4

Issuer insider activity is sourced from SEC Forms 3, 4, and 5.

See Original Filing

Insider trading overview

Last 12 months

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 24 Apr 2025.

Buys

Shares: 0

Insiders: 0

Sells

Shares: 0

Insiders: 0

Net

Shares: 0

Insiders: 0

Window (months)	Buy $	Sell $	Net $
0-3	$0	$0	$0
3-6	$0	$0	$0
6-9	$0	$0	$0
9-12	$0	$0	$0

SOURCE CAPITAL /DE/ executives and other stock owners filed with the SEC include:

Name	Relationship	Holdings Value	Valuation	Report Date
Mark L. Lipson	Director	$255,701	Filing P/S	31 Dec 2023
Brian A. Selmo	VP & Portfolio Manager	$196,172	Filing P/S	01 Jun 2023
Mark Landecker	VP & Portfolio Manager	$189,100	Mixed	30 Sep 2020
Ryan A. Leggio	Vice President - Strategy	$170,190	Mixed	03 Apr 2023
Alfred E. Osborne Jr.	Director	$91,146	Mixed	31 Dec 2023
Sandra Brown	Director	$15,024	Filing P/S	01 Feb 2024
Karen E. Richards	CCO of Advisor		Mixed	31 Dec 2025
Patrick B. Purcell	Director		Mixed	31 Dec 2021
A. Robert Pisano	Director		Mixed	31 Dec 2021
Thomas H. Atteberry	VP & Portfolio Manager		Mixed	31 Dec 2021
Amy Centurioni	Assistant Secretary		Mixed	28 Jul 2023
Maureen A. Quill	This amended Form 3 is being filed to add the reporting person's new title as President of the Issuer., Director		Mixed	28 Jul 2023
John P. Zader	Director		Mixed	20 Jun 2023
Robert F. Goldrich	Director		Mixed	14 Feb 2022
Rita Dam	Treasurer		Mixed	28 Jul 2023
Max Banhazl	Vice President		Mixed	28 Jul 2023
Martin Dziura	Chief Compliance Officer		Mixed	28 Jul 2023
Lyna Phan	Assistant Treasurer		Mixed	28 Jul 2023
Diane J. Drake	Secretary		Mixed	28 Jul 2023
Korey Bauer	Vice President		Mixed	28 Jul 2023

Top shareholders of SOURCE CAPITAL /DE/ (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
DKM Wealth Management, Inc.	13F	Company	— class O/S missing	294,862	$13,492,886	—	31 Dec 2025	13F
D.A. DAVIDSON & CO.	13F	Company	— class O/S missing	170,018	$7,780,040	—	31 Dec 2025	13F
DIVERSIFIED MANAGEMENT INC	13F	Company	— class O/S missing	116,794	$5,344,493	—	31 Dec 2025	13F
MORGAN STANLEY	13F	Company	— class O/S missing	91,963	$4,208,238	—	31 Dec 2025	13F
Hara Capital LLC	13F	Company	— class O/S missing	90,465	$4,139,678	—	31 Dec 2025	13F
FIRST TRUST ADVISORS LP	13F	Company	— class O/S missing	71,417	$3,268,041	—	31 Dec 2025	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	60,823	$2,783,261	—	31 Dec 2025	13F
RAYMOND JAMES FINANCIAL INC	13F	Company	— class O/S missing	50,842	$2,326,555	—	31 Dec 2025	13F
Mesirow Financial Investment Management, Inc.	13F	Company	— class O/S missing	37,751	$1,727,439	—	31 Dec 2025	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	32,696	$1,496,169	—	31 Dec 2025	13F
Anchor Investment Management, LLC	13F	Company	— class O/S missing	31,885	$1,459,043	—	31 Dec 2025	13F
Invesco Ltd.	13F	Company	— class O/S missing	30,487	$1,395,085	—	31 Dec 2025	13F
Smith Asset Management Co., LLC	13F	Company	— class O/S missing	28,345	$1,297,065	—	31 Dec 2025	13F
Keating Financial Advisory Services, Inc.	13F	Company	— class O/S missing	25,583	$1,170,685	—	31 Dec 2025	13F
US BANCORP \DE\	13F	Company	— class O/S missing	24,800	$1,134,848	—	31 Dec 2025	13F
LPL Financial LLC	13F	Company	— class O/S missing	22,285	$1,019,756	—	31 Dec 2025	13F
Chemistry Wealth Management LLC	13F	Company	— class O/S missing	20,986	$960,319	—	31 Dec 2025	13F
Shaker Financial Services, LLC	13F	Company	— class O/S missing	19,324	$884,267	—	31 Dec 2025	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	18,407	$842,295	—	31 Dec 2025	13F
&PARTNERS	13F	Company	— class O/S missing	16,682	$763,374	—	31 Dec 2025	13F
PARK AVENUE SECURITIES LLC	13F	Company	— class O/S missing	15,532	$711,000	—	31 Dec 2025	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	15,107	$691,289	—	31 Dec 2025	13F
Baltimore-Washington Financial Advisors, Inc.	13F	Company	— class O/S missing	14,955	$684,341	—	31 Dec 2025	13F
PECAUT & CO.	13F	Company	— class O/S missing	13,311	$609,107	—	31 Dec 2025	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	13,209	$605,000	—	31 Dec 2025	13F
NWF Advisory Services Inc.	13F	Company	— class O/S missing	12,164	$556,624	—	31 Dec 2025	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	11,653	$533,263	—	31 Dec 2025	13F
EVOLVE PRIVATE WEALTH, LLC	13F	Company	— class O/S missing	11,411	$522,167	—	31 Dec 2025	13F
Capital Investment Counsel, Inc	13F	Company	— class O/S missing	9,000	$411,840	—	31 Dec 2025	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	8,761	$401,133	—	31 Dec 2025	13F
SILVERCREST ASSET MANAGEMENT GROUP LLC	13F	Company	— class O/S missing	7,803	$357,065	—	31 Dec 2025	13F
UBS Group AG	13F	Company	— class O/S missing	7,129	$326,223	—	31 Dec 2025	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	6,819	$312,024	—	31 Dec 2025	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	6,738	$308,000	—	31 Dec 2025	13F
Uptown Financial Advisors LLC	13F	Company	— class O/S missing	6,042	$276,482	—	31 Dec 2025	13F
CARY STREET PARTNERS FINANCIAL LLC	13F	Company	— class O/S missing	5,964	$272,913	—	31 Dec 2025	13F
NewEdge Advisors, LLC	13F	Company	— class O/S missing	5,923	$271,014	—	31 Dec 2025	13F
Mark L. Lipson	3/4/5	Director	— class O/S missing	6,761	$255,701	—	31 Dec 2023	3/4/5
Cetera Investment Advisers	13F	Company	— class O/S missing	5,243	$239,919	—	31 Dec 2025	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	4,341	$198,644	—	31 Dec 2025	13F
Brian A. Selmo	3/4/5	VP & Portfolio Manager	— class O/S missing	5,187	$196,172	—	01 Jun 2023	3/4/5
Mark Landecker	3/4/5	VP & Portfolio Manager	— class O/S missing	5,000	$189,100	—	30 Sep 2020	3/4/5
Ryan A. Leggio	3/4/5	Vice President - Strategy	— class O/S missing	4,500	$170,190	—	03 Apr 2023	3/4/5
Cornerstone Advisors, LLC	13F	Company	— class O/S missing	3,672	$168,031	—	31 Dec 2025	13F
Align Financial, LLC	13F	Company	— class O/S missing	153,093	$153,093	—	31 Dec 2025	13F
ASSETMARK, INC	13F	Company	— class O/S missing	3,093	$141,536	—	31 Dec 2025	13F
JONES FINANCIAL COMPANIES LLLP	13F	Company	— class O/S missing	2,934	$134,282	—	31 Dec 2025	13F
Colonial Trust Co / SC	13F	Company	— class O/S missing	2,608	$119,328	—	31 Dec 2025	13F
Russell Investments Group, Ltd.	13F	Company	— class O/S missing	2,603	$119,113	—	31 Dec 2025	13F
Alfred E. Osborne Jr.	3/4/5	Director	— class O/S missing	2,410	$91,146	—	31 Dec 2023	3/4/5

Recent Insider Transactions by Companies or Individuals for SOURCE CAPITAL /DE/

Showing up to 300 most recent insider transactions from the last 12 months.

Insider	Symbol	Class	Transaction	%	Value $	* Price $	Shares	Shares Owned	Date	Ownership
No insider transactions were found in the last 12 months for this issuer.

* An asterisk sign (*) next to the price indicates that the price is likely invalid.