James S. Putnam SEC EDGAR Filings (CIK 0001405298)

SEC EDGAR filings, ownership reports, and insider transactions for James S. Putnam.

Business address
201 Washington Street, Suite 300, Boston, MA, 02108
Top holdings (ownership)
LPLA
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James S. Putnam has filed 73 SEC EDGAR filings since 02 Jul 2007

Latest Filings

Recent SEC filings for James S. Putnam including 4, 3.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 FORM 4 03 Dec 2025 01 Dec 2025 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 03 Sep 2025 29 Aug 2025 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 16 Jun 2025 12 Jun 2025 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 May 2025 23 May 2025 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 26 Mar 2025 25 Mar 2025 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 04 Dec 2024 02 Dec 2024 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 27 Aug 2024 23 Aug 2024 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 06 Jun 2024 04 Jun 2024 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 14 May 2024 10 May 2024 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 Mar 2024 26 Mar 2024 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 29 Nov 2023 27 Nov 2023 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 29 Aug 2023 25 Aug 2023 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 05 Jun 2023 01 Jun 2023 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 16 May 2023 12 May 2023 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 30 Mar 2023 28 Mar 2023 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 30 Nov 2022 28 Nov 2022 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 02 Sep 2022 31 Aug 2022 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 Jun 2022 24 Jun 2022 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 23 May 2022 19 May 2022 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 31 Mar 2022 29 Mar 2022 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 01 Dec 2021 29 Nov 2021 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 31 Aug 2021 27 Aug 2021 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 09 Jun 2021 07 Jun 2021 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 10 May 2021 06 May 2021 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 01 Apr 2021 30 Mar 2021 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 02 Dec 2020 30 Nov 2020 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 01 Sep 2020 28 Aug 2020 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 16 Jun 2020 12 Jun 2020 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 11 May 2020 07 May 2020 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 02 Apr 2020 31 Mar 2020 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 25 Nov 2019 21 Nov 2019 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 27 Aug 2019 23 Aug 2019 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 05 Jun 2019 03 Jun 2019 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 10 May 2019 09 May 2019 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 02 Apr 2019 29 Mar 2019 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 Nov 2018 26 Nov 2018 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 27 Aug 2018 23 Aug 2018 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 05 Jun 2018 01 Jun 2018 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 22 May 2018 18 May 2018 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 27 Mar 2018 23 Mar 2018 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 29 Nov 2017 27 Nov 2017 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 Aug 2017 24 Aug 2017 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 30 May 2017 25 May 2017 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 22 May 2017 18 May 2017 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 28 Mar 2017 24 Mar 2017 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 16 Dec 2016 14 Dec 2016 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 20 May 2015 18 May 2015 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 14 May 2015 12 May 2015 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 09 May 2014 07 May 2014 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 10 Mar 2014 06 Mar 2014 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 13 Jan 2014 09 Jan 2014 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 09 Jan 2014 07 Jan 2014 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 24 Dec 2013 23 Dec 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 11 Dec 2013 09 Dec 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 21 Nov 2013 19 Nov 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 14 Nov 2013 12 Nov 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 22 Oct 2013 18 Oct 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 17 May 2013 15 May 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 13 May 2013 09 May 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 12 Apr 2013 10 Apr 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 26 Feb 2013 22 Feb 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 21 Feb 2013 19 Feb 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 19 Feb 2013 15 Feb 2013 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Nov 2012 08 Nov 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 27 Mar 2012 26 Mar 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Mar 2012 09 Mar 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 24 Feb 2012 22 Feb 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 13 Feb 2012 09 Feb 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 20 Jan 2012 18 Jan 2012 001-34963
4 Open 4 document View SEC filing for 4 FORM 4 SUBMISSION 05 Dec 2011 01 Dec 2011 001-34963
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Feb 2011 16 Feb 2011 001-34963
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 19 Nov 2010 17 Nov 2010 001-34963

About this filer

James S. Putnam files with the SEC under CIK 0001405298. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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