Filer Snapshot

ALPS ADVISORS INC

CIK 0001376113. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Company

Total filings

323

Latest filing

11 May 2026

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q1 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

$21.25B

1,037 holdings for Q1 2026

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Largest parsed holding

ET

$1.66B reported value

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13D/G large stake

SPH

31 Mar 2026 · 23% ownership

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Source: SEC Schedule 13D/G

SCHEDULE 13G/A filed on 11 May 2026 for CIK 0001376113.

View Source Filing
Identity
Business address
1290 Broadway, Suite 1000, Denver, CO, 80203
SEC ownership signals
Parsed ownership coverage

13F reported value

$21.25B

Latest parsed Form 13F reported market value.

Largest 13F symbols

ET, EPD, PAA, SUN

Largest symbols in the latest parsed Form 13F holdings.

Largest 13F holdings
ET EPD PAA SUN WES MPLX HESM CQP
+12 moreUSAC CCJ GEL SPH NXE GLP DKL AG DNN VTI UUUU PSLV
Schedule 13G stakes
WES PAA SUN HESM ENLC USAC GEL SPH
+2 moreGLP DKL
SEC record
State of incorporation
CO
Former names
ALPS ADVISERS INC (to 13 Nov 2008)

Filer intelligence

What SEC filings say about ALPS ADVISORS INC

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Latest parsed 13F shows $21.25B across 1,037 reported holdings for Q1 2026.
  • Largest parsed 13F holding: ET at $1.66B.
  • 5 recent 13D/G stake rows found; top row is SPH at 23% ownership.
  • Forms 3/4/5 show insider context for RIV.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 1,037 rows

Quarterly institutional portfolio holdings.

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13D/G stakes 5 rows

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q1 2026 - 08 May 2026

Top 5 concentration

38%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$8.13B

Compared with $21.25B total 13F value.

Top 5 net change

+$143.11M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest add: MPLX · Largest trim: UEC

ET EPD PAA SUN WES Other holdings

ET

7.8%

Energy Transfer L P

$1.66B

EPD

7.7%

Enterprise Prods Partners L

$1.65B

PAA

7.7%

Plains All Amern Pipeline L

$1.63B

SUN

7.5%

Sunoco Lp/Sunoco Fin Corp

$1.6B

WES

7.5%

Western Midstream Partners L

$1.59B

13D/G large-stake context

SPH

31 Mar 2026 · Common Units Representing Limited Partner Interests

23%
Issuer page 13D/G history

GLP

31 Mar 2026 · Common Units Representing Limited Partner Interests

18%
Issuer page 13D/G history

USAC

31 Mar 2026 · Common Units Representing Limited Partner Interests

13%
Issuer page 13D/G history

PAA

31 Mar 2026 · Common Units Representing Limited Partner Interests

10%
Issuer page 13D/G history

Forms 3/4/5 insider context

RIV

30 Sep 2022

Issuer page Owner page

Latest update

What changed recently for ALPS ADVISORS INC

New filing available

Latest Schedule 13D/G period: 31 Mar 2026. Open the source-backed page to inspect the fresh filing or facts context.

Update date

11 May 2026

Page type

Filer profile

Latest period

31 Mar 2026

Schedule 13D/G context is visible from filings filed on 11 May 2026.

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Benchmark Context

Benchmark context for this company

ALPS ADVISORS INC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.

Compared with

Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.

Why this is notable

Latest Schedule 13D/G period: 31 Mar 2026. That gives you a fresh baseline before you compare this company with peers.

  • Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
  • Open the facts page first if you want the cleanest path to verification.

Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.

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SEC filing record

CIK 0001376113 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
323
First seen
18 Sep 2006
Latest filing
11 May 2026
Entity
Company

Observed form types

SCHEDULE 13G/A 13F-HR 40-APP/A N-PX 40-APP SCHEDULE 13G SC 13G/A SC 13G 5 13F-HR/A +6 more

Primary evidence

Open SEC filing index ALPS ADVISORS INC SEC filings ALPS ADVISORS INC 13F portfolio ALPS ADVISORS INC 13D/G history ALPS ADVISORS INC owner filings

Latest Filings

Showing the latest 12 of 302 SEC filings for ALPS ADVISORS INC.

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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
11 May 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
11 May 2026
Reporting date
Not listed
SEC evidence
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13F-HR File 028-12230

13F-HR filing

Filing date
08 May 2026
Reporting date
31 Mar 2026
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
13 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
09 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
09 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
08 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
08 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
08 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
08 Apr 2026
Reporting date
Not listed
SEC evidence
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SCHEDULE 13G/A

SCHEDULE 13G/A filing

Filing date
25 Feb 2026
Reporting date
Not listed
SEC evidence
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13F-HR File 028-12230

13F-HR filing

Filing date
12 Feb 2026
Reporting date
31 Dec 2025
SEC evidence
Open document Open filing
Next action
Verify source filing
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