Entity Type
Individual
Filer Snapshot
James L. Heppell SEC EDGAR Filings
SEC filings, ownership reports, and insider transactions for CIK 0001261140.
Total Filings
26
Latest Filing
16 Sep 2021
Industry
n/a
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Source: SEC Forms 3/4/5
View Source Filing
4 filed on 16 Sep 2021 for CIK 0001261140.
Key facts
- James L. Heppell is an SEC filer tracked under CIK 0001261140.
- 26 filings are listed on this profile.
- Common form coverage includes 4, 3, 3/A and more.
Change
- Latest filing: 4 filed on 16 Sep 2021.
- Report period: 14 Sep 2021.
Research use
- You can quote filing dates and form types directly from the SEC record on this page.
- Use this profile before deeper ownership or insider analysis to confirm filing history context.
Evidence
Source: SEC Forms 3/4/5
View Source Filing
4 filed on 16 Sep 2021 for CIK 0001261140.
Return Loop
Why revisit this filer page
A newly filed 4 can change the filing history, ownership context, or next research path for James L. Heppell.
- Latest source-backed update
- 4 filed 16 Sep 2021
- Why come back
- Revisit after a new SEC filing appears to compare the updated record with prior filings.
- Latest filing on record: 4 filed 16 Sep 2021.
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Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
What changed recently for James L. Heppell
Latest ownership report period: 14 Sep 2021. Open the source-backed page to inspect the fresh filing or facts context.
Update date
16 Sep 2021
Page type
Ownership filings
Latest period
14 Sep 2021
Ownership context was refreshed from SEC Forms 3/4/5 filed on 16 Sep 2021.
Filer Overview
James L. Heppell has filed 26 SEC EDGAR filings since 29 Aug 2003. Common forms include 4, 3, 3/A, 4/A.
Latest Filings
Recent SEC filings for James L. Heppell with direct links to document and filing folders.
4
File 000-55136
FORM 4
- Filing date
- 16 Sep 2021
- Reporting date
- 14 Sep 2021
- SEC evidence
- Open document Open filing
- Next action
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4
File 000-55136
FORM 4
- Filing date
- 11 Aug 2020
- Reporting date
- 07 Aug 2020
- SEC evidence
- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 28 Jun 2019
- Reporting date
- 27 Jun 2019
- SEC evidence
- Open document Open filing
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4
File 000-55136
FORM 4 SUBMISSION
- Filing date
- 12 Oct 2018
- Reporting date
- 10 Oct 2018
- SEC evidence
- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 28 Jun 2018
- Reporting date
- 27 Jun 2018
- SEC evidence
- Open document Open filing
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3
File 000-55136
FORM 3 SUBMISSION
- Filing date
- 23 Jan 2018
- Reporting date
- 18 Jan 2018
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 01 Jun 2017
- Reporting date
- 30 May 2017
- SEC evidence
- Open document Open filing
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3/A
File 001-36054
FORM 3/A SUBMISSION
- Filing date
- 08 Feb 2017
- Reporting date
- 16 Aug 2013
- SEC evidence
- Open document Open filing
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4/A
File 001-36054
FORM 4/A SUBMISSION
- Filing date
- 08 Feb 2017
- Reporting date
- 28 Jul 2016
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3/A
File 001-36054
FORM 3/A SUBMISSION
- Filing date
- 08 Feb 2017
- Reporting date
- 16 Aug 2013
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- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 31 Oct 2016
- Reporting date
- 27 Oct 2016
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 31 May 2016
- Reporting date
- 27 May 2016
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- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 28 May 2015
- Reporting date
- 27 May 2015
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- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 18 Jun 2014
- Reporting date
- 17 Jun 2014
- SEC evidence
- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 09 Jun 2014
- Reporting date
- 06 Jun 2014
- SEC evidence
- Open document Open filing
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4
File 001-36054
FORM 4 SUBMISSION
- Filing date
- 29 Oct 2013
- Reporting date
- 25 Oct 2013
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- Open document Open filing
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3
File 001-36054
FORM 3 SUBMISSION
- Filing date
- 16 Aug 2013
- Reporting date
- 16 Aug 2013
- SEC evidence
- Open document Open filing
- Next action
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About this filer
James L. Heppell files with the SEC under CIK 0001261140. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.