A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.

Why are some filings missing?

New filings appear as the SEC updates EDGAR, and older records can vary by availability.

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Updates follow new EDGAR submissions and periodic data refreshes.

Filer Snapshot

James R. Matthews

CIK 0001212998. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

Latest filing

25 Jul 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for HRT. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Latest 13F portfolio

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Largest parsed holding

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Insider / owner context

HRT

28 Jun 2024 · $0

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Source: SEC Forms 3/4/5

3 filed on 25 Jul 2025 for CIK 0001212998.

View Source Filing

Business address: 600 Steamboat Rd, Suite 202, Greenwich, CT, 06830

Filer intelligence

What SEC filings say about James R. Matthews

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

Forms 3/4/5 show insider context for HRT worth $0.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed

13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 5 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

HRT

28 Jun 2024

Issuer page Owner page

EP Private Capital Fund I

25 Jul 2025

Issuer page Owner page

Eagle Point Defensive Income Trust

07 Jul 2025

Issuer page Owner page

Eagle Point Enhanced Income Trust

31 May 2024

Issuer page Owner page

Latest update

What changed recently for James R. Matthews

Ownership report updated

Latest ownership report period: 25 Jul 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

25 Jul 2025

Page type

Ownership filings

Latest period

25 Jul 2025

Ownership context was refreshed from SEC Forms 3/4/5 filed on 25 Jul 2025.

Open ownership filings Browse recent public updates

SEC filing record

CIK 0001212998 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings

First seen

19 May 2003

Latest filing

25 Jul 2025

Entity

Individual

Observed form types

3 4 5 3/A 4/A

Primary evidence

Open SEC filing index James R. Matthews SEC filings James R. Matthews owner filings

Latest Filings

Showing the latest 12 of 12 SEC filings for James R. Matthews.

3 File 811-24109

OWNERSHIP DOCUMENT

Filing date: 25 Jul 2025
Reporting date: 25 Jul 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23994

OWNERSHIP DOCUMENT

Filing date: 07 Jul 2025
Reporting date: 07 Jul 2025
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-40982

OWNERSHIP DOCUMENT

Filing date: 28 Jun 2024
Reporting date: 28 Jun 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23909

OWNERSHIP DOCUMENT

Filing date: 31 May 2024
Reporting date: 31 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-40982

FORM 4

Filing date: 28 May 2024
Reporting date: 25 May 2024
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-40982

FORM 4

Filing date: 26 May 2023
Reporting date: 25 May 2023
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-40982

FORM 4

Filing date: 06 Jun 2022
Reporting date: 02 Jun 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23758

FORM 3 SUBMISSION

Filing date: 14 Apr 2022
Reporting date: 14 Apr 2022
SEC evidence: Open document Open filing
Next action: Verify source filing

4 File 001-40982

OWNERSHIP DOCUMENT

Filing date: 28 Oct 2021
Reporting date: 28 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 001-40982

OWNERSHIP DOCUMENT

Filing date: 28 Oct 2021
Reporting date: 28 Oct 2021
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-23384

OWNERSHIP DOCUMENT

Filing date: 23 Jul 2019
Reporting date: 23 Jul 2019
SEC evidence: Open document Open filing
Next action: Verify source filing

3 File 811-22974

FORM 3

Filing date: 07 Oct 2014
Reporting date: 07 Oct 2014
SEC evidence: Open document Open filing
Next action: Verify source filing

James R. Matthews

Start with the SEC data that changes for this CIK

What SEC filings say about James R. Matthews

Quick read

SEC source mix

Forms 3/4/5 insider context

What changed recently for James R. Matthews

CIK 0001212998 filing coverage

Latest Filings

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 4

FORM 4

FORM 4

FORM 3 SUBMISSION

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

OWNERSHIP DOCUMENT

FORM 3

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