Filer Snapshot

James B. Fleming Jr.

CIK 0001096986. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

21

Latest filing

17 Oct 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: 13F-HR for Q3 2025. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

LVO

$758.4K reported value

Open holding

13D/G large stake

—

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Form 13F

13F-HR filed on 17 Oct 2025 for CIK 0001096986.

View source filing
Ownership signals CIK-linked ownership evidence from parsed SEC filings. 1 signal
Parsed SEC ownership signals

Parsed SEC ownership coverage

These bars compare filing-backed value available in each disclosure family. Read them as separate lenses, not as one combined ownership total.

13F portfolio$905.3K

Quarterly institutional holdings reported on Form 13F; not total AUM.

Forms 3/4/5 positions$38.5M

Reporting-owner positions with enough filing detail to estimate value.

Latest reported 13F value

13F
$905.3K

Reported market value from the latest parsed Form 13F information table; this is not total assets under management.

Source: SEC Form 13FScope: U.S.-listed equity holdings

Forms 3/4/5 position value

3/4/5
$38.5M

Estimated from parsed Forms 3/4/5 when filings include enough share and price data.

Source: Forms 3/4/5Confidence: Estimated when price data is available

Largest 13F holdings

13F
LVO PODC

Largest symbols in the latest parsed Form 13F information table.

Freshness: Latest parsed 13F period

Largest linked holdings

Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 records.

NN

Largest 13F holdings

Largest symbols in the latest parsed Form 13F information table.

LVO PODC
How to read these SEC ownership signals
  • Read each filing family separately: Form 13F, Schedules 13D/G, and Forms 3/4/5 answer different SEC disclosure questions and should not be blended into one ownership total.
  • Use 13F values for visible U.S.-listed equity portfolios, 13D/G rows for large beneficial-owner stakes, and Forms 3/4/5 rows for reporting-owner positions and transactions.
  • Open the linked research path when you need the filing, CIK, issuer, CUSIP, date, or source trail behind a value.
At a glance Names, identifiers, and filing context for this profile. 1 identity field
Business address
204 South Union Street, Alexandria, VA, 22314

Filer intelligence

What SEC filings say about James B. Fleming Jr.

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Open 13F portfolio Save filer

Quick read

  • Latest parsed 13F shows $905.3K across 2 reported holdings for Q3 2025.
  • Largest parsed 13F holding: LVO at $758.4K.
  • Forms 3/4/5 show insider context for NN worth $38.5M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio 2 rows

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Top parsed 13F holdings

Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.

Q3 2025 - 17 Oct 2025

Top 5 concentration

100%

Share of latest parsed 13F value represented by the visible holdings below.

Top 5 reported value

$905.3K

Compared with $905.3K total 13F value.

Top 5 net change

-$66.46M

Position-value change inside the visible top holdings only.

13F concentration map

A simple visual split of the latest parsed 13F portfolio.

Largest trim: NN

LVO PODC NN

LVO

83.8%

Liveone Inc

$758.4K

PODC

16.2%

Podcastone

$146.9K

NN

0%

Nextnav Inc

$0

Forms 3/4/5 insider context

NN

28 Oct 2021 · 10% owner

$38.5M
Issuer page Owner page

Latest update

What changed recently for James B. Fleming Jr.

New filing available

Latest 13F period: Q3 2025. Open the source-backed page to inspect the fresh filing or facts context.

Update date

17 Oct 2025

Page type

Filer profile

Latest period

Q3 2025

Institutional portfolio context was refreshed from a 13F filing filed on 17 Oct 2025.

Open filer profile Browse recent public updates

SEC filing record

CIK 0001096986 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
21
First seen
11 Feb 2015
Latest filing
17 Oct 2025
Entity
Individual

Observed form types

13F-HR 3

CIK-linked evidence first

James B. Fleming Jr. SEC filings James B. Fleming Jr. 13F portfolio James B. Fleming Jr. owner filings Open SEC filing index

Latest Filings

Showing the latest 12 of 21 SEC filings for James B. Fleming Jr..

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13F-HR

13F-HR filing

Filing date
17 Oct 2025
Reporting date
30 Sep 2025
SEC evidence
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13F-HR

13F-HR filing

Filing date
18 Jul 2025
Reporting date
30 Jun 2025
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
02 May 2025
Reporting date
31 Mar 2025
SEC evidence
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13F-HR

13F-HR filing

Filing date
11 Feb 2025
Reporting date
31 Dec 2024
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
08 Nov 2022
Reporting date
30 Sep 2022
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
08 Aug 2022
Reporting date
30 Jun 2022
SEC evidence
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13F-HR

13F-HR filing

Filing date
28 Apr 2022
Reporting date
31 Mar 2022
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
01 Feb 2022
Reporting date
31 Dec 2021
SEC evidence
Open document Open filing
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3

3 filing

Filing date
28 Oct 2021
Reporting date
28 Oct 2021
SEC evidence
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13F-HR

13F-HR filing

Filing date
02 Oct 2017
Reporting date
30 Sep 2017
SEC evidence
Open document Open filing
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13F-HR

13F-HR filing

Filing date
07 Jul 2017
Reporting date
30 Jun 2017
SEC evidence
Open document Open filing
Next action
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13F-HR

13F-HR filing

Filing date
24 Apr 2017
Reporting date
31 Mar 2017
SEC evidence
Open document Open filing
Next action
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