Kenneth I. Denos - 16 Sep 2025 Form 4/A - Amendment Insider Report for EQUUS TOTAL RETURN, INC. (EQS)

Role: Secretary, Director
Signature: /s/ Kenneth I. Denos
Issuer symbol: EQS
Transactions as of: 16 Sep 2025
Net transactions value: +$167,771
Form type: 4/A - Amendment
Filing time: 30 Sep 2025, 17:13:56 UTC
Date Of Original Report: 16 Sep 2025
Previous filing: 09 Feb 2023
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Denos Kenneth I	Secretary, Director	700 LOUISIANA STREET 41ST FLOOR, HOUSTON	/s/ Kenneth I. Denos	30 Sep 2025	0001322410

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EQS	Common	Award	$167,771	+66,841	+25%	$2.51	332,595	16 Sep 2025	I	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentative Plan.
F2	Includes 250,000 shares held directly by Acadia Law Group. P.C., a Utah professional corporation beneficially owned controlled by the Reporting person who has authority to execute the same on behalf of Acadia Law Group, P.C.