Company Names, identifiers, and filing context for this profile. 1 identity field
Company location
Dallas, TX
SEC filing record 1 source field available
Fiscal year end
12 June
Prospera Financial Services Inc has filed 112 SEC EDGAR filings since 15 Feb 2012

SEC filing history

Showing 51-75 of 112 matching filings.

Per page
25
Current page
3
13F-HR File 028-14903

13F-HR filing

Filing date
19 Jul 2017
Reporting date
30 Jun 2017
SEC evidence
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SC 13G

EXIT FILING

Filing date
02 Jun 2017
Reporting date
Not listed
SEC evidence
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SC 13G

EXIT FILING

Filing date
02 Jun 2017
Reporting date
Not listed
SEC evidence
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SC 13G

EXIT FILING

Filing date
02 Jun 2017
Reporting date
Not listed
SEC evidence
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SC 13G

SC 13G filing

Filing date
11 May 2017
Reporting date
Not listed
SEC evidence
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SC 13G

SC 13G filing

Filing date
11 May 2017
Reporting date
Not listed
SEC evidence
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SC 13G

EXIT FILING

Filing date
11 May 2017
Reporting date
Not listed
SEC evidence
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SC 13G

EXIT FILING

Filing date
11 May 2017
Reporting date
Not listed
SEC evidence
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13F-HR File 028-14903

13F-HR filing

Filing date
13 Apr 2017
Reporting date
31 Mar 2017
SEC evidence
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SC 13G

INITIAL FILING

Filing date
03 Apr 2017
Reporting date
Not listed
SEC evidence
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SC 13G

INITIAL FILING

Filing date
21 Mar 2017
Reporting date
Not listed
SEC evidence
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SC 13G

INITIAL FILING

Filing date
21 Mar 2017
Reporting date
Not listed
SEC evidence
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SC 13G

INITIAL FILING

Filing date
21 Mar 2017
Reporting date
Not listed
SEC evidence
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13F-HR File 028-14903

13F-HR filing

Filing date
11 Jan 2017
Reporting date
31 Dec 2016
SEC evidence
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SC 13G/A

ANNUAL FILING

Filing date
10 Jan 2017
Reporting date
Not listed
SEC evidence
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SC 13G

INITIAL FILING

Filing date
09 Dec 2016
Reporting date
Not listed
SEC evidence
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13F-HR File 028-14903

13F-HR filing

Filing date
12 Oct 2016
Reporting date
30 Sep 2016
SEC evidence
Open document Open filing
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MA-A File 867-01950

MA-A filing

Filing date
22 Sep 2016
Reporting date
30 Jun 2016
SEC evidence
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SC 13G

EXIT FILING

Filing date
09 Sep 2016
Reporting date
Not listed
SEC evidence
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SC 13G

EXIT FILING

Filing date
09 Sep 2016
Reporting date
Not listed
SEC evidence
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SC 13G

INITIAL FILING

Filing date
16 Aug 2016
Reporting date
Not listed
SEC evidence
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SC 13G

INITAL FILING

Filing date
16 Aug 2016
Reporting date
Not listed
SEC evidence
Open document Open filing
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MA-I File 868-05058

MA-I filing

Filing date
28 Jul 2016
Reporting date
Not listed
SEC evidence
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13F-HR File 028-14903

13F-HR filing

Filing date
26 Jul 2016
Reporting date
30 Jun 2016
SEC evidence
Open document Open filing
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MA/A File 867-01950

MA/A filing

Filing date
12 Jul 2016
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
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