Entity Type
Company
- Info
- Portfolio
Filer Snapshot
Prospera Financial Services Inc SEC EDGAR Filings
SEC filings, ownership reports, and insider transactions for CIK 0001541625.
Total Filings
111
Latest Filing
14 Apr 2026
Industry
n/a
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Start with the latest filings table, then open the strongest context page for this filer.
- Use the filings table to verify the newest submission, form type, and report period.
- Open the deeper context page only when this filer actually has insider or ownership signal.
Source: SEC Form 13F
View Source Filing
13F-HR filed on 14 Apr 2026 for CIK 0001541625.
- Business address
- 5429 Lbj Freeway, Suite 750, Dallas, TX, 75240
- Top securities (13F)
- AAPL, NVDA, MSFT, AMZN, GOOGL, QQQ, RDVY, XOM, JPM, HON, GOOG, CAT, AVGO, BRKB, SPY, CGGR, WMT, IVV, META, and CGDV
- State of incorporation
- TX
- Fiscal year end
- 12 June
- Former names
- Prospera Financial Services (to 19 Nov 2015)
Quick Takeaways
- Prospera Financial Services Inc is an SEC filer tracked under CIK 0001541625.
- 111 filings are listed on this profile.
- Common form coverage includes 13F-HR, 13F-HR/A, MA-W and more.
What Changed
- Latest filing: 13F-HR filed on 14 Apr 2026.
- Report period: 31 Mar 2026.
Why This Matters
- You can quote filing dates and form types directly from the SEC record on this page.
- Use this profile before deeper ownership or insider analysis to confirm filing history context.
Source Evidence
Source: SEC Form 13F
View Source Filing
13F-HR filed on 14 Apr 2026 for CIK 0001541625.
Return Loop
Why revisit this filer page
A newly filed 13F-HR can change the filing history, ownership context, or next research path for Prospera Financial Services Inc.
- Latest source-backed update
- 13F-HR filed 14 Apr 2026
- Why come back
- Revisit after a new SEC filing appears to compare the updated record with prior filings.
- Latest filing on record: 13F-HR filed 14 Apr 2026.
- Save this filer if you want a stable place to return after the next filing cycle.
- Open the latest filing table or ownership context to verify what changed.
Filer freshness comes from SEC EDGAR submission history and related source-backed ownership or portfolio filings when available.
Latest update
What changed recently for Prospera Financial Services Inc
Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
14 Apr 2026
Page type
Filer profile
Latest period
Q1 2026
Institutional portfolio context was refreshed from a 13F filing filed on 14 Apr 2026.
Benchmark Context
Benchmark context for this company
Prospera Financial Services Inc has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.
Compared with
Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.
Why this is notable
Latest 13F period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.
- Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
- Open the facts page first if you want the cleanest path to verification.
Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.
Filer Overview
Prospera Financial Services Inc has filed 111 SEC EDGAR filings since 15 Feb 2012. Common forms include 13F-HR, 13F-HR/A, MA-W, MA-I/A and more.
Latest Filings
Recent SEC filings for Prospera Financial Services Inc with direct links to document and filing folders.
About this filer
Prospera Financial Services Inc files with the SEC under CIK 0001541625. This page aggregates EDGAR filings and related ownership activity.
FAQ
- What is a CIK?
- A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
- Why are some filings missing?
- New filings appear as the SEC updates EDGAR, and older records can vary by availability.
- How often is this page updated?
- Updates follow new EDGAR submissions and periodic data refreshes.